We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
1376
TMC The Metals Company
TMC
$1.71B
$12.1K ﹤0.01%
11,000
-300
-3% -$310
MOVE icon
1377
Corvex Inc
MOVE
$379M
$10.2K ﹤0.01%
118
+18
+18% +$1.69K
ASXC
1378
DELISTED
Asensus Surgical, Inc.
ASXC
$8.53K ﹤0.01%
26,755
+11,250
+73% +$2.9K
ATER icon
1379
Aterian
ATER
$5.49M
$6.17K ﹤0.01%
1,475
-588
-29% -$2.27K
ACB
1380
Aurora Cannabis
ACB
$174M
$5.84K ﹤0.01%
1,226
-132
-10% -$637
USDP
1381
DELISTED
USD PARTNERS LP
USDP
$2.11K ﹤0.01%
16,000
-38,200
-70% -$17.2K
ZOM
1382
DELISTED
Zomedica Corp.
ZOM
$2K ﹤0.01%
10,000
– –
AEHR icon
1383
Aehr Test Systems
AEHR
$3.58B
– –
-8,813
Closed -$403K
AEIS icon
1384
Advanced Energy
AEIS
$13.7B
– –
-2,014
Closed -$208K
AER icon
1385
AerCap
AER
$24.4B
– –
-3,502
Closed -$219K
AG icon
1386
First Majestic Silver
AG
$8.13B
– –
-10,542
Closed -$54.1K
ANSS
1387
DELISTED
Ansys
ANSS
– –
-1,085
Closed -$323K
APAM icon
1388
Artisan Partners
APAM
$3.03B
– –
-5,958
Closed -$223K
APP icon
1389
Applovin
APP
$141B
– –
-6,850
Closed -$274K
ARRY icon
1390
Array Technologies
ARRY
$924M
– –
-27,769
Closed -$616K
ATR icon
1391
AptarGroup
ATR
$8.66B
– –
-1,869
Closed -$234K
AUTL
1392
Autolus Therapeutics
AUTL
$519M
– –
-17,000
Closed -$39.6K
BAPR icon
1393
Innovator US Equity Buffer ETF April
BAPR
$410M
– –
-5,925
Closed -$207K
BCC icon
1394
Boise Cascade
BCC
$3.04B
– –
-4,857
Closed -$500K
BCS icon
1395
Barclays
BCS
$94.5B
– –
-10,066
Closed -$78.4K
BFZ
1396
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-16,290
Closed -$168K
BGB
1397
Blackstone Strategic Credit 2027 Term Fund
BGB
$501M
– –
-13,905
Closed -$153K
BGR icon
1398
BlackRock Energy and Resources Trust
BGR
$411M
– –
-12,282
Closed -$161K
BGS icon
1399
B&G Foods
BGS
$289M
– –
-16,098
Closed -$162K
BKR icon
1400
Baker Hughes
BKR
$61.3B
– –
-7,886
Closed -$279K
54 55
56
57 58

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.