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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRMD icon
1376
CorMedix
CRMD
$592M
$49K ﹤0.01%
11,850
– –
VLTA.WS
1377
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$49K ﹤0.01%
25,900
-33,000
-56% -$85.7K
CIFR icon
1378
Cipher Digital
CIFR
$9.88B
$48K ﹤0.01%
10,200
– –
GRABW icon
1379
Grab Holdings Warrant
GRABW
$603K
$48K ﹤0.01%
+22,600
New +$50K
AQMS icon
1380
Aqua Metals
AQMS
$8.82M
$44K ﹤0.01%
179
+8
+5% +$2.82K
BTCY
1381
DELISTED
Biotricity, Inc. Common Stock
BTCY
$44K ﹤0.01%
1,821
– –
PSFE.WS
1382
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$36K ﹤0.01%
+54,305
New +$68.1K
TCRT icon
1383
Alaunos Therapeutics
TCRT
$4.65M
$33K ﹤0.01%
203
-1
-0.5% -$220
SNDL icon
1384
Sundial Growers
SNDL
$319M
$32K ﹤0.01%
5,485
-865
-14% -$5.67K
WWR icon
1385
Westwater Resources
WWR
$55M
$29K ﹤0.01%
13,110
-4,900
-27% -$15K
AVPTW
1386
DELISTED
AvePoint Inc Warrant
AVPTW
$28K ﹤0.01%
+24,100
New +$41.4K
DNN icon
1387
Denison Mines
DNN
$2.61B
$28K ﹤0.01%
20,000
– –
ALJJ
1388
DELISTED
ALJ Regional Holdings Inc
ALJJ
$28K ﹤0.01%
15,044
-6,000
-29% -$7.34K
OGI
1389
Organigram Holdings
OGI
$136M
$27K ﹤0.01%
3,850
-10,250
-73% -$87K
BKKT.WS icon
1390
Bakkt Inc Warrants
BKKT.WS
$314K
$26K ﹤0.01%
+10,500
New +$63K
SLE icon
1391
Super League Enterprise
SLE
$4.42M
$24K ﹤0.01%
1
-1
-50% -$29.9K
HOFV
1392
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$23K ﹤0.01%
683
+91
+15% +$4.3K
TMC icon
1393
TMC The Metals Company
TMC
$1.59B
$22K ﹤0.01%
10,400
– –
IGACW
1394
DELISTED
IG Acquisition Corp. Warrant
IGACW
$21K ﹤0.01%
25,954
– –
NAT icon
1395
Nordic American Tanker
NAT
$1.36B
$19K ﹤0.01%
11,064
-1,007
-8% -$2.16K
SOS
1396
SOS Limited
SOS
$15.3M
$19K ﹤0.01%
30
+16
+114% +$19.6K
WRN
1397
Western Copper and Gold
WRN
$474M
$19K ﹤0.01%
12,000
– –
GPL
1398
DELISTED
Great Panther Mining Limited
GPL
$19K ﹤0.01%
8,500
+2,500
+42% +$8.5K
NGD
1399
DELISTED
New Gold Inc
NGD
$16K ﹤0.01%
10,149
– –
DMK
1400
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$16K ﹤0.01%
360
– –
54 55
56
57 58

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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.