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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIV
1351
Aimco
AIV
$387M
$79K ﹤0.01%
+11,410
New +$78.5K
SIRI icon
1352
SiriusXM
SIRI
$9.98B
$77K ﹤0.01%
1,262
-215
-15% -$13.5K
RNAZ icon
1353
TransCode Therapeutics
RNAZ
$4.83M
– –
0
– –
CRMD icon
1354
CorMedix
CRMD
$591M
$74K ﹤0.01%
11,850
– –
MAPSW
1355
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$72K ﹤0.01%
16,600
-11,500
-41% -$56.3K
AQMS icon
1356
Aqua Metals
AQMS
$8.99M
$71K ﹤0.01%
171
-79
-32% -$35.8K
INVZW
1357
DELISTED
Innoviz Technologies Warrant
INVZW
$71K ﹤0.01%
43,300
-3,000
-6% -$5.23K
MMX
1358
DELISTED
Maverix Metals Inc. Common Shares
MMX
$70K ﹤0.01%
+15,500
New +$74K
VIHAW
1359
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$68K ﹤0.01%
42,100
+6,200
+17% +$8.97K
WWR icon
1360
Westwater Resources
WWR
$52.4M
$65K ﹤0.01%
18,010
+1,200
+7% +$4.7K
SVM
1361
Silvercorp Metals
SVM
$2.07B
$64K ﹤0.01%
16,574
– –
WRAP icon
1362
Wrap Technologies
WRAP
$103M
$64K ﹤0.01%
+10,605
New +$73.9K
ATAXZ
1363
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$64K ﹤0.01%
10,694
+22
+0.2% +$132
SLE icon
1364
Super League Enterprise
SLE
$4.28M
$63K ﹤0.01%
2
-1
-33% -$39.4K
AGCWW
1365
DELISTED
Altimeter Growth Corp Warrant
AGCWW
$63K ﹤0.01%
+27,500
New +$69.4K
TCRT icon
1366
Alaunos Therapeutics
TCRT
$4.59M
$62K ﹤0.01%
204
– –
BKEP
1367
DELISTED
Blueknight Energy Partners L.P.
BKEP
$62K ﹤0.01%
+20,013
New +$66.3K
SRAX
1368
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$60K ﹤0.01%
11,200
– –
AEVAW
1369
DELISTED
Aeva Technologies Warrants
AEVAW
$58K ﹤0.01%
29,000
-3,800
-12% -$9.72K
TELL
1370
DELISTED
Tellurian Inc.
TELL
$56K ﹤0.01%
14,200
– –
HZON.WS
1371
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$54K ﹤0.01%
59,582
+11,082
+23% +$11.8K
MEUSW
1372
DELISTED
23andMe Holding Co Warrant
MEUSW
$53K ﹤0.01%
28,600
+7,100
+33% +$12.8K
MYPS icon
1373
PLAYSTUDIOS Inc
MYPS
$77.9M
$48K ﹤0.01%
+10,500
New +$59K
TMC icon
1374
TMC The Metals Company
TMC
$1.54B
$48K ﹤0.01%
+10,400
New +$99.4K
APPHW
1375
DELISTED
AppHarvest, Inc. Warrants
APPHW
$48K ﹤0.01%
35,000
+24,800
+243% +$73.4K
53 54
55
56 57

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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.