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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPTH icon
1301
Lightpath Technologies
LPTH
$784M
$141K ﹤0.01%
111,824
+47,429
+74% +$65.3K
QRHC icon
1302
Quest Resource Holding
QRHC
$26.1M
$140K ﹤0.01%
19,100
– –
EXK
1303
Endeavour Silver
EXK
$2.47B
$138K ﹤0.01%
70,000
-6,800
-9% -$14.8K
BRSP
1304
BrightSpire Capital
BRSP
$630M
$129K ﹤0.01%
16,940
– –
ACHR icon
1305
Archer Aviation
ACHR
$4.05B
$126K ﹤0.01%
20,555
+1,900
+10% +$10.8K
DCF
1306
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$125K ﹤0.01%
15,245
-2,138
-12% -$16.8K
OIA icon
1307
Invesco Municipal Income Opportunities Trust
OIA
$290M
$124K ﹤0.01%
19,590
+33
+0.2% +$193
PSLV icon
1308
Sprott Physical Silver Trust
PSLV
$12.3B
$124K ﹤0.01%
15,350
– –
CLPR
1309
Clipper Realty
CLPR
$44.8M
$124K ﹤0.01%
22,915
+593
+3% +$2.98K
PLUG icon
1310
Plug Power
PLUG
$3.01B
$122K ﹤0.01%
27,075
-9,060
-25% -$47.5K
RC
1311
Ready Capital
RC
$287M
$121K ﹤0.01%
11,515
-1,455
-11% -$14.8K
JRI icon
1312
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$120K ﹤0.01%
10,206
-1,363
-12% -$14.7K
FEI
1313
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$119K ﹤0.01%
13,924
-1,022
-7% -$8.53K
NHS
1314
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$119K ﹤0.01%
15,437
+3,100
+25% +$23K
ETRN
1315
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$115K ﹤0.01%
+11,343
New +$107K
ABCL icon
1316
AbCellera Biologics
ABCL
$1.86B
$111K ﹤0.01%
19,500
+9,000
+86% +$41.7K
CLM icon
1317
Cornerstone Strategic Value Fund
CLM
$2.23B
$101K ﹤0.01%
14,260
+875
+7% +$6.24K
BNKD
1318
DELISTED
MicroSectorsTM U.S. Big Banks Index -3X Inverse Leveraged ETNs
BNKD
$98.9K ﹤0.01%
3,200
-3,980
-55% -$216K
IHD
1319
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$133M
$98.7K ﹤0.01%
18,191
– –
ABEV icon
1320
Ambev
ABEV
$47B
$98.4K ﹤0.01%
33,332
-3,234
-9% -$8.73K
ZDGE icon
1321
Zedge
ZDGE
$38.9M
$97.6K ﹤0.01%
41,541
-8,625
-17% -$17.3K
NWL icon
1322
Newell Brands
NWL
$2.61B
$97.5K ﹤0.01%
11,233
-21,580
-66% -$165K
HYT icon
1323
BlackRock Corporate High Yield Fund
HYT
$1.37B
$97.1K ﹤0.01%
+10,300
New +$90.2K
RIG icon
1324
Transocean
RIG
$5.78B
$95.8K ﹤0.01%
15,080
+709
+5% +$4.74K
OCCI
1325
OFS Credit Co
OCCI
$72.8M
$95.2K ﹤0.01%
14,735
-7,651
-34% -$49.4K
51 52
53
54 55

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BCIM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.