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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
1301
PGIM Global High Yield Fund
GHY
$477M
$163K ﹤0.01%
14,941
+2,355
+19% +$25.4K
FSR
1302
DELISTED
Fisker Inc.
FSR
$162K ﹤0.01%
22,350
+12,300
+122% +$91.5K
VLY icon
1303
Valley National Bancorp
VLY
$8.02B
$162K ﹤0.01%
14,156
-188
-1% -$2.21K
CHPT icon
1304
ChargePoint
CHPT
$143M
$162K ﹤0.01%
848
+178
+27% +$43.3K
MVF
1305
DELISTED
BlackRock MuniVest Fund
MVF
$161K ﹤0.01%
22,910
-116
-0.5% -$778
GPGI
1306
GPGI Inc
GPGI
$4.28B
$160K ﹤0.01%
39,226
-11,583
-23% -$48.1K
ACP
1307
abrdn Income Credit Strategies Fund
ACP
$630M
$157K ﹤0.01%
17,729
-3,596
-17% -$24K
BNY
1308
DELISTED
BlackRock New York Municipal Income Trust
BNY
$154K ﹤0.01%
+15,300
New +$151K
RMM
1309
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$154K ﹤0.01%
10,681
– –
TEAF
1310
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$153K ﹤0.01%
+11,905
New +$158K
BLE
1311
DELISTED
BlackRock Municipal Income Trust II
BLE
$152K ﹤0.01%
14,683
-2,747
-16% -$27.8K
FAX
1312
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$151K ﹤0.01%
57,173
+44,300
+344% +$117K
VKQ icon
1313
Invesco Municipal Trust
VKQ
$537M
$151K ﹤0.01%
15,250
+2,700
+22% +$25.2K
BGR icon
1314
BlackRock Energy and Resources Trust
BGR
$416M
$151K ﹤0.01%
12,039
-194
-2% -$2.42K
BGS icon
1315
B&G Foods
BGS
$290M
$150K ﹤0.01%
13,211
+1,723
+15% +$24K
APP icon
1316
Applovin
APP
$136B
$149K ﹤0.01%
+14,175
New +$208K
PMX
1317
DELISTED
PIMCO Municipal Income Fund III
PMX
$149K ﹤0.01%
17,010
-102
-0.6% -$874
DNP icon
1318
DNP Select Income Fund
DNP
$4.06B
$146K ﹤0.01%
12,958
-82
-0.6% -$895
CGC
1319
Canopy Growth
CGC
$404M
$146K ﹤0.01%
6,319
-320
-5% -$9.87K
WHF icon
1320
WhiteHorse Finance
WHF
$140M
$146K ﹤0.01%
10,860
-2,236
-17% -$28.2K
MNP
1321
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$142K ﹤0.01%
12,182
-851
-7% -$9.79K
CDE icon
1322
Coeur Mining
CDE
$16B
$142K ﹤0.01%
42,166
-81,370
-66% -$289K
OCCI
1323
OFS Credit Co
OCCI
$73.7M
$140K ﹤0.01%
16,133
-4,506
-22% -$39.7K
EXD
1324
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$140K ﹤0.01%
15,184
+4,219
+38% +$41.3K
BGB
1325
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$138K ﹤0.01%
13,010
-2,000
-13% -$21.3K
51 52
53
54 55

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.