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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBRG icon
1301
DigitalBridge
DBRG
$2.93B
$134K ﹤0.01%
5,550
+2,925
+111% +$80.7K
ATXI
1302
DELISTED
Avenue Therapeutics, Inc. Common Stock
ATXI
$133K ﹤0.01%
79
-33
-29% -$68.2K
SRNE
1303
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$133K ﹤0.01%
17,400
-3,918
-18% -$33.2K
FXN icon
1304
First Trust Energy AlphaDEX Fund
FXN
$388M
$131K ﹤0.01%
11,347
+896
+9% +$9.47K
NSL
1305
DELISTED
NUVEEN SENIOR INCM FD
NSL
$131K ﹤0.01%
22,330
-947
-4% -$5.51K
ZNGA
1306
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$131K ﹤0.01%
17,295
+2,900
+20% +$26.3K
OGI
1307
Organigram Holdings
OGI
$132M
$130K ﹤0.01%
14,100
+475
+3% +$4.87K
NRO
1308
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$129K ﹤0.01%
27,966
– –
QSI icon
1309
Quantum-Si Incorporated
QSI
$155M
$126K ﹤0.01%
+15,000
New +$148K
JPS
1310
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$126K ﹤0.01%
12,785
+34
+0.3% +$339
BBDC icon
1311
Barings BDC
BBDC
$864M
$125K ﹤0.01%
11,270
-480
-4% -$5.17K
IHD
1312
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$125K ﹤0.01%
16,849
+371
+2% +$2.83K
EDF
1313
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$123K ﹤0.01%
16,404
+1,000
+6% +$8.33K
AG icon
1314
First Majestic Silver
AG
$7.41B
$121K ﹤0.01%
10,641
-36,300
-77% -$469K
DIDI
1315
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$121K ﹤0.01%
+15,449
New +$146K
DNA icon
1316
Ginkgo Bioworks
DNA
$528M
$119K ﹤0.01%
+256
New +$125K
JPC icon
1317
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$118K ﹤0.01%
11,840
+1
+0% +$10
ADT icon
1318
ADT
ADT
$5.58B
$115K ﹤0.01%
14,141
-3,291
-19% -$30.3K
CLOV icon
1319
Clover Health Investments
CLOV
$2.2B
$114K ﹤0.01%
15,400
+1,625
+12% +$13.9K
IGA
1320
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$114K ﹤0.01%
11,500
– –
MCR
1321
DELISTED
MFS Charter Income Trust
MCR
$114K ﹤0.01%
13,169
+57
+0.4% +$493
FIRY
1322
Firy Inc
FIRY
$148M
$114K ﹤0.01%
+576
New +$149K
JFR icon
1323
Nuveen Floating Rate Income Fund
JFR
$1.24B
$113K ﹤0.01%
11,182
+87
+0.8% +$862
WKHS icon
1324
Workhorse Group
WKHS
$33.2M
$112K ﹤0.01%
5
-1
-17% -$30.3K
PAA icon
1325
Plains All American Pipeline
PAA
$17.3B
$111K ﹤0.01%
10,850
+5
+0% +$50
51 52
53
54 55

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P3I
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.