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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABR icon
1276
Arbor Realty Trust
ABR
$993M
$197K 0.01%
14,923
+207
+1% +$2.81K
NXP icon
1277
Nuveen Select Tax-Free Income Portfolio
NXP
$892M
$194K 0.01%
+13,958
New +$187K
DIV icon
1278
Global X SuperDividend US ETF
DIV
$784M
$194K 0.01%
10,269
+90
+0.9% +$1.7K
CTO
1279
CTO Realty Growth
CTO
$827M
$194K 0.01%
10,615
-1,583
-13% -$30.4K
FDD icon
1280
First Trust STOXX European Select Dividend Income Fund
FDD
$894M
$191K 0.01%
16,847
-4,043
-19% -$43.2K
HRZN icon
1281
Horizon Technology Finance
HRZN
$308M
$191K 0.01%
16,364
+199
+1% +$2.38K
NPCT icon
1282
Nuveen Core Plus Impact Fund
NPCT
$281M
$191K 0.01%
18,400
+7,984
+77% +$83.7K
TELL
1283
DELISTED
Tellurian Inc.
TELL
$190K 0.01%
112,849
-9,775
-8% -$24.5K
BMEZ icon
1284
BlackRock Health Sciences Trust II
BMEZ
$974M
$189K 0.01%
12,262
-1,707
-12% -$26.4K
BNDD icon
1285
Quadratic Deflation ETF
BNDD
$20.7M
$189K 0.01%
1,568
-47
-3% -$7.75K
HTGC icon
1286
Hercules Capital
HTGC
$3.15B
$183K 0.01%
13,873
-861
-6% -$11.7K
ARI
1287
Apollo Commercial Real Estate
ARI
$892M
$183K 0.01%
16,429
+249
+2% +$2.72K
MFIC icon
1288
MidCap Financial Investment
MFIC
$801M
$178K 0.01%
+15,378
New +$177K
EOSE icon
1289
Eos Energy Enterprises
EOSE
$1.36B
$178K 0.01%
120,040
+18,000
+18% +$23.3K
RWAY icon
1290
Runway Growth Finance
RWAY
$242M
$174K ﹤0.01%
15,000
-512
-3% -$6.16K
EDRY icon
1291
EuroDry
EDRY
$72.8M
$172K ﹤0.01%
+10,000
New +$154K
TLS icon
1292
Telos
TLS
$349M
$169K ﹤0.01%
33,265
+12,000
+56% +$79.4K
PGF icon
1293
Invesco Financial Preferred ETF
PGF
$676M
$169K ﹤0.01%
11,720
+430
+4% +$6.36K
PMO
1294
Franklin Municipal Opportunities Trust
PMO
$279M
$169K ﹤0.01%
15,472
+581
+4% +$6.15K
FLUX icon
1295
Flux Power
FLUX
$11.6M
$167K ﹤0.01%
42,150
-999
-2% -$4.04K
HQL
1296
abrdn Life Sciences Investors
HQL
$586M
$167K ﹤0.01%
+11,747
New +$170K
NVGS icon
1297
Navigator Holdings
NVGS
$1.35B
$167K ﹤0.01%
13,935
– –
TE
1298
T1 Energy
TE
$1.38B
$167K ﹤0.01%
19,200
-535
-3% -$6.7K
BRFS
1299
DELISTED
BRF SA
BRFS
$166K ﹤0.01%
105,000
-162,800
-61% -$338K
FEI
1300
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$164K ﹤0.01%
21,034
+6,377
+44% +$49.4K
50 51
52
53 54

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.