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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGBD icon
1276
Carlyle Secured Lending
CGBD
$694M
$157K 0.01%
11,728
+277
+2% +$3.78K
VKQ icon
1277
Invesco Municipal Trust
VKQ
$541M
$157K 0.01%
+11,486
New +$159K
DM
1278
DELISTED
Desktop Metal, Inc.
DM
$157K 0.01%
2,188
+805
+58% +$69.9K
BKSY icon
1279
BlackSky Technology
BKSY
$943M
$156K 0.01%
+1,875
New +$154K
BB icon
1280
BlackBerry
BB
$4.98B
$155K ﹤0.01%
15,870
+1,670
+12% +$17.5K
BCX icon
1281
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$155K ﹤0.01%
17,333
-5,278
-23% -$48.3K
NBH
1282
Neuberger Municipal Fund Inc
NBH
$301M
$155K ﹤0.01%
+10,058
New +$163K
NHS
1283
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$155K ﹤0.01%
12,217
+911
+8% +$11.6K
HPE icon
1284
Hewlett Packard
HPE
$63.4B
$154K ﹤0.01%
10,745
+47
+0.4% +$679
ZTR
1285
Virtus Total Return Fund
ZTR
$340M
$153K ﹤0.01%
16,365
-207
-1% -$2K
CEI
1286
DELISTED
Camber Energy, Inc
CEI
$153K ﹤0.01%
+800
New +$36K
VLTA.WS
1287
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$151K ﹤0.01%
+58,900
New +$136K
GTX icon
1288
Garrett Motion
GTX
$5.81B
$149K ﹤0.01%
20,115
-7,050
-26% -$50.7K
DPG
1289
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$148K ﹤0.01%
10,975
– –
EIM
1290
Eaton Vance Municipal Bond Fund
EIM
$491M
$145K ﹤0.01%
+10,548
New +$145K
SAN icon
1291
Banco Santander
SAN
$201B
$145K ﹤0.01%
39,857
-7,921
-17% -$29.3K
ABEV icon
1292
Ambev
ABEV
$48.1B
$144K ﹤0.01%
41,959
-47,123
-53% -$149K
CLSK icon
1293
CleanSpark
CLSK
$3.53B
$140K ﹤0.01%
12,040
+500
+4% +$6.73K
ASG
1294
Liberty All-Star Growth Fund
ASG
$328M
$139K ﹤0.01%
+16,013
New +$139K
GLV
1295
Clough Global Dividend & Income Fund
GLV
$78.1M
$139K ﹤0.01%
12,470
-17,425
-58% -$200K
PSFE icon
1296
Paysafe
PSFE
$414M
$139K ﹤0.01%
1,488
+34
+2% +$3.89K
SRET icon
1297
Global X SuperDividend REIT ETF
SRET
$233M
$139K ﹤0.01%
4,865
+5
+0.1% +$146
AXTI icon
1298
AXT Inc
AXTI
$3.95B
$137K ﹤0.01%
16,432
+4,690
+40% +$43.7K
CLNE icon
1299
Clean Energy Fuels
CLNE
$427M
$136K ﹤0.01%
16,625
-950
-5% -$7.56K
MFIC icon
1300
MidCap Financial Investment
MFIC
$787M
$136K ﹤0.01%
+10,227
New +$139K
50 51
52
53 54

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.