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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.08B
AUM Growth
+$250M
Cap. Flow
+$50.7M
Cap. Flow %
1.65%
Top 10 Hldgs %
16.2%
Holding
1,511
New
167
Increased
674
Reduced
486
Closed
142

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$7.83M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.6M
3
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$6.24M
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.17M
5
VDE icon
Vanguard Energy ETF
VDE
+$6.08M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14.9M
2
RNG icon
RingCentral
RNG
+$10.1M
3
CAPD
iPath Shiller CAPE ETN
CAPD
+$8.06M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.94M
5
NOW icon
ServiceNow
NOW
+$6.97M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Consumer Discretionary 7.35%
3 Healthcare 7.04%
4 Financials 6.1%
5 Communication Services 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHD
1276
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$127M
$142K ﹤0.01%
16,478
+369
+2% +$3.01K
NSL
1277
DELISTED
NUVEEN SENIOR INCM FD
NSL
$138K ﹤0.01%
23,277
-7
-0% -$40
NRO
1278
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$135K ﹤0.01%
27,966
– –
RMT
1279
Royce Micro-Cap Trust
RMT
$733M
$135K ﹤0.01%
+10,869
New +$130K
SNPR.WS
1280
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
$135K ﹤0.01%
62,086
+28,386
+84% +$60.2K
DLPN icon
1281
Dolphin Entertainment
DLPN
$13.7M
$132K ﹤0.01%
+7,045
New +$136K
EDF
1282
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$132K ﹤0.01%
15,404
-4,500
-23% -$38.2K
TMQ
1283
Trilogy Metals
TMQ
$549M
$132K ﹤0.01%
52,227
+500
+1% +$1.26K
IDEX
1284
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$131K ﹤0.01%
+367
New +$131K
AXTI icon
1285
AXT Inc
AXTI
$3.07B
$129K ﹤0.01%
11,742
+100
+0.9% +$1.06K
CLIR icon
1286
ClearSign Technologies
CLIR
$24.6M
$128K ﹤0.01%
2,665
– –
JPS
1287
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$127K ﹤0.01%
12,751
+649
+5% +$6.39K
BBDC icon
1288
Barings BDC
BBDC
$865M
$125K ﹤0.01%
11,750
+200
+2% +$2.09K
PAA icon
1289
Plains All American Pipeline
PAA
$17.5B
$124K ﹤0.01%
10,845
-49,604
-82% -$510K
CX icon
1290
Cemex
CX
$17.2B
$122K ﹤0.01%
14,450
+3,030
+27% +$24.1K
TWO
1291
Two Harbors Investment
TWO
$1.27B
$122K ﹤0.01%
4,013
-777
-16% -$23.1K
DDF
1292
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$121K ﹤0.01%
10,645
-1,005
-9% -$11.3K
FXN icon
1293
First Trust Energy AlphaDEX Fund
FXN
$382M
$120K ﹤0.01%
+10,451
New +$111K
JPC icon
1294
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$119K ﹤0.01%
+11,839
New +$115K
HIE
1295
DELISTED
Miller/Howard High Income Equity Fund
HIE
$116K ﹤0.01%
11,000
– –
MCR
1296
DELISTED
MFS Charter Income Trust
MCR
$115K ﹤0.01%
13,112
-1,224
-9% -$10.7K
XXII
1297
22nd Century Group
XXII
$1.34M
– –
0
– –
BFIIW
1298
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$115K ﹤0.01%
51,300
+2,400
+5% +$6.37K
IGA
1299
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$113K ﹤0.01%
11,500
– –
TOON icon
1300
Kartoon Studios
TOON
$35.1M
$113K ﹤0.01%
+6,088
New +$106K
50 51
52
53 54

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, B. Riley Wealth Advisors held 1,511 positions worth $3.08B, up 8.9% from $2.83B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors's Q2 2021 filing shows 167 new, 674 increased, 486 reduced and 142 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 130,465 shares worth $8.22M. The largest sale was Apple, an estimated $14.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q2 2021 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 130,465 shares worth $8.22M.
  • B. Riley Wealth Advisors added most to iShares Core S&P US Value ETF in Q2 2021, an estimated $6.6M increase.
  • B. Riley Wealth Advisors's biggest Q2 2021 reduction was Apple, cutting an estimated $14.9M.
  • B. Riley Wealth Advisors fully exited iPath Shiller CAPE ETN in Q2 2021, selling an estimated $8.06M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $3.08B portfolio in Q2 2021.
  • B. Riley Wealth Advisors opened 167 new positions and closed 142 in Q2 2021.
  • B. Riley Wealth Advisors's portfolio value rose 8.9% quarter-over-quarter to $3.08B.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2021, filed 10 Aug 2021.