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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.31B
AUM Growth
+$935M
Cap. Flow
+$1.16B
Cap. Flow %
35.06%
Top 10 Hldgs %
18.41%
Holding
1,563
New
332
Increased
778
Reduced
311
Closed
115

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$47.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$46.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.5M
4
SH icon
ProShares Short S&P500
SH
+$27.2M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$25.5M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14.7M
2
HDV
iShares Core High Dividend ETF
HDV
+$4.85M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.14M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.95M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 12.71%
2 Healthcare 7.52%
3 Consumer Discretionary 6%
4 Financials 4.96%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
1251
AllianceBernstein Global High Income Fund
AWF
$874M
$179K 0.01%
+20,048
New +$200K
ONDS icon
1252
Ondas Inc
ONDS
$4.77B
$179K 0.01%
48,236
-656
-1% -$3.09K
RWAY icon
1253
Runway Growth Finance
RWAY
$242M
$177K 0.01%
+15,512
New +$193K
BLE
1254
DELISTED
BlackRock Municipal Income Trust II
BLE
$175K 0.01%
+17,430
New +$195K
LOAN
1255
Manhattan Bridge Capital
LOAN
$47.9M
$175K 0.01%
30,924
-436
-1% -$2.42K
EOSE icon
1256
Eos Energy Enterprises
EOSE
$1.36B
$171K 0.01%
+102,040
New +$223K
HTGC icon
1257
Hercules Capital
HTGC
$3.15B
$171K 0.01%
14,734
+2,611
+22% +$37.3K
ABR icon
1258
Arbor Realty Trust
ABR
$963M
$170K 0.01%
14,716
-4,762
-24% -$70.1K
CHY
1259
Calamos Convertible and High Income Fund
CHY
$1.02B
$170K 0.01%
16,769
+6,237
+59% +$76.1K
PGF icon
1260
Invesco Financial Preferred ETF
PGF
$676M
$170K 0.01%
11,290
+485
+4% +$7.67K
PBR icon
1261
Petrobras
PBR
$123B
$168K 0.01%
+13,541
New +$179K
KNOP icon
1262
KNOT Offshore Partners
KNOP
$370M
$166K 0.01%
11,810
+1,730
+17% +$28.8K
NOVN
1263
DELISTED
Novan, Inc. Common Stock
NOVN
$165K 0.01%
+87,800
New +$221K
CKPT
1264
DELISTED
Checkpoint Therapeutics
CKPT
$163K ﹤0.01%
15,650
+5,400
+53% +$64.3K
TEKK
1265
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$163K ﹤0.01%
16,200
-21,700
-57% -$216K
HRZN icon
1266
Horizon Technology Finance
HRZN
$308M
$162K ﹤0.01%
16,165
+2,548
+19% +$31.3K
RFMZ
1267
RiverNorth Flexible Municipal Income Fund II
RFMZ
$318M
$161K ﹤0.01%
+12,127
New +$176K
FLG
1268
Flagstar Bank National Association
FLG
$5.93B
$161K ﹤0.01%
6,268
-919
-13% -$27K
BGB
1269
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$160K ﹤0.01%
+15,010
New +$172K
CMRE icon
1270
Costamare
CMRE
$1.87B
$160K ﹤0.01%
17,772
– –
NVGS icon
1271
Navigator Holdings
NVGS
$1.35B
$160K ﹤0.01%
+13,935
New +$159K
CMCL icon
1272
Caledonia Mining Corp
CMCL
$363M
$159K ﹤0.01%
16,117
+13
+0.1% +$133
RMM
1273
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$157K ﹤0.01%
+10,681
New +$171K
INVZW
1274
DELISTED
Innoviz Technologies Warrant
INVZW
$156K ﹤0.01%
70,700
-38,100
-35% -$73.2K
ALTG icon
1275
Alta Equipment Group
ALTG
$227M
$155K ﹤0.01%
+14,006
New +$161K
49 50
51
52 53

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Wealth Advisors held 1,563 positions worth $3.31B, up 39% from $2.38B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $1.16B of net new capital in Q3 2022, opening 332 new positions and adding to 778 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $14.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.
  • B. Riley Wealth Advisors added most to Apple in Q3 2022, an estimated $47.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2022 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14.7M.
  • B. Riley Wealth Advisors fully exited Sturm, Ruger & Co in Q3 2022, selling an estimated $2.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $3.31B portfolio in Q3 2022.
  • B. Riley Wealth Advisors opened 332 new positions and closed 115 in Q3 2022.
  • B. Riley Wealth Advisors's portfolio value rose 39% quarter-over-quarter to $3.31B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.