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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
1226
Invesco Municipal Opportunity Trust
VMO
$651M
$210K 0.01%
+15,389
New +$212K
APPN icon
1227
Appian
APPN
$1.98B
$209K 0.01%
2,253
-300
-12% -$33.2K
BIP icon
1228
Brookfield Infrastructure Partners
BIP
$19.2B
$209K 0.01%
5,583
-255
-4% -$9.47K
INVH icon
1229
Invitation Homes
INVH
$17.7B
$209K 0.01%
+5,431
New +$218K
PHM icon
1230
Pultegroup
PHM
$24.1B
$209K 0.01%
4,555
+138
+3% +$7.17K
GRPM icon
1231
Invesco S&P MidCap 400 GARP ETF
GRPM
$486M
$208K 0.01%
+2,304
New +$210K
HOFVW
1232
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$208K 0.01%
306,345
+109,245
+55% +$87.3K
KRE icon
1233
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$208K 0.01%
3,070
-87,190
-97% -$5.61M
NI icon
1234
NiSource
NI
$21.3B
$207K 0.01%
+8,513
New +$212K
TFFP
1235
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$207K 0.01%
+1,072
New +$228K
VVOS icon
1236
Vivos Therapeutics
VVOS
$5.7M
$206K 0.01%
2,039
+650
+47% +$68.3K
SWAV
1237
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$206K 0.01%
+1,000
New +$196K
MYJ
1238
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$206K 0.01%
13,280
+2,924
+28% +$46.1K
CNC icon
1239
Centene
CNC
$30.7B
$205K 0.01%
3,282
+377
+13% +$25.2K
PGF icon
1240
Invesco Financial Preferred ETF
PGF
$677M
$204K 0.01%
10,750
-3,635
-25% -$69.4K
AXON
1241
Axon Enterprise
AXON
$42.5B
$203K 0.01%
+1,158
New +$210K
BURL icon
1242
Burlington
BURL
$23.2B
$203K 0.01%
713
+82
+13% +$26.2K
SRTY icon
1243
ProShares UltraPro Short Russell2000
SRTY
$79.9M
$203K 0.01%
+1,050
New +$203K
VVR icon
1244
Invesco Senior Income Trust
VVR
$457M
$203K 0.01%
45,522
-3,000
-6% -$13K
DOC
1245
DELISTED
PHYSICIANS REALTY TRUST
DOC
$203K 0.01%
11,500
+1
+0% +$18
HI
1246
DELISTED
Hillenbrand
HI
$201K 0.01%
4,700
-1,201
-20% -$52.7K
SKIN icon
1247
SkinHealth Systems
SKIN
$88.8M
$201K 0.01%
+7,725
New +$170K
UMH
1248
UMH Properties
UMH
$1.29B
$201K 0.01%
+8,763
New +$204K
PRTK
1249
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$198K 0.01%
40,700
+12,100
+42% +$66.7K
JMIA
1250
Jumia Technologies
JMIA
$737M
$196K 0.01%
10,520
-3,048
-22% -$64.5K
48 49
50
51 52

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P3I
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EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
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PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.