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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBS icon
101
UBS Group
UBS
$170B
$1.26M 0.26%
80,592
+101
+0.1% +$1.52K
IDV icon
102
iShares International Select Dividend ETF
IDV
$8.31B
$1.26M 0.26%
42,724
+3,412
+9% +$99.8K
UNH icon
103
UnitedHealth
UNH
$382B
$1.26M 0.26%
7,845
+503
+7% +$75.1K
PFN
104
PIMCO Income Strategy Fund II
PFN
$695M
$1.24M 0.25%
130,740
+5,387
+4% +$49.9K
BABA icon
105
Alibaba
BABA
$276B
$1.23M 0.25%
14,033
-1,809
-11% -$174K
CVS icon
106
CVS Health
CVS
$135B
$1.23M 0.25%
15,504
-109
-0.7% -$8.82K
SYK icon
107
Stryker
SYK
$135B
$1.19M 0.24%
9,903
+57
+0.6% +$6.56K
MCK icon
108
McKesson
MCK
$104B
$1.19M 0.24%
8,429
+6,476
+332% +$953K
RVTY icon
109
Revvity
RVTY
$12.6B
$1.15M 0.23%
22,025
– –
LOW icon
110
Lowe's Companies
LOW
$121B
$1.15M 0.23%
16,117
-582
-3% -$41.2K
DD icon
111
DuPont de Nemours
DD
$18.6B
$1.15M 0.23%
7,900
-791
-9% -$110K
SCHZ icon
112
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.13M 0.23%
43,758
+9,554
+28% +$250K
DUK icon
113
Duke Energy
DUK
$101B
$1.13M 0.23%
14,501
-2,485
-15% -$190K
GLD icon
114
SPDR Gold Trust
GLD
$131B
$1.12M 0.23%
10,218
-916
-8% -$106K
BNY
115
Bank of New York Mellon
BNY
$103B
$1.11M 0.23%
23,403
+4,288
+22% +$193K
BND icon
116
Vanguard Total Bond Market
BND
$158B
$1.11M 0.23%
13,685
+3,574
+35% +$293K
NSC icon
117
Norfolk Southern
NSC
$75.4B
$1.08M 0.22%
9,992
-369
-4% -$37.3K
XLI icon
118
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$1.06M 0.22%
17,077
+2,577
+18% +$155K
IEP icon
119
Icahn Enterprises
IEP
$5.1B
$1.05M 0.21%
17,562
-3,756
-18% -$202K
NKE icon
120
Nike
NKE
$64.1B
$1.05M 0.21%
20,667
-3,203
-13% -$164K
AGG icon
121
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.05M 0.21%
9,657
+567
+6% +$62.1K
AMLP icon
122
Alerian MLP ETF
AMLP
$12.9B
$1.04M 0.21%
16,527
-2,699
-14% -$167K
OXY icon
123
Occidental Petroleum
OXY
$55.7B
$1.04M 0.21%
14,587
+1,406
+11% +$99.9K
VB icon
124
Vanguard Small-Cap ETF
VB
$78.9B
$1.04M 0.21%
8,066
-5,694
-41% -$707K
JCI icon
125
Johnson Controls International
JCI
$85.1B
$1.02M 0.21%
24,650
+3,143
+15% +$138K
3 4
5
6 7

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.