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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
101
DELISTED
American Capital Ltd
ACAS
$701K 0.24%
50,999
+45,837
+888% +$603K
CWB icon
102
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.47B
$700K 0.24%
15,482
+2,169
+16% +$96.4K
LUMN icon
103
Lumen
LUMN
$6.19B
$694K 0.24%
22,100
+619
+3% +$21.1K
RZG icon
104
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$141M
$693K 0.24%
28,980
-900
-3% -$20.7K
XLV icon
105
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$679K 0.23%
13,419
-4,334
-24% -$218K
HD icon
106
Home Depot
HD
$346B
$676K 0.23%
8,909
-485
-5% -$37.4K
V icon
107
Visa
V
$695B
$666K 0.23%
13,932
-2,580
-16% -$119K
PSX icon
108
Phillips 66
PSX
$83.9B
$660K 0.23%
11,412
+1,515
+15% +$87.8K
AGG icon
109
iShares Core US Aggregate Bond ETF
AGG
$138B
$656K 0.22%
6,118
-5,566
-48% -$593K
VUG icon
110
Vanguard Growth ETF
VUG
$213B
$641K 0.22%
45,438
+1,200
+3% +$16.5K
IWS icon
111
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$639K 0.22%
10,483
+240
+2% +$14.5K
SPLV icon
112
Invesco S&P 500 Low Volatility ETF
SPLV
$7.35B
$637K 0.22%
20,418
-1,316
-6% -$41.7K
KMP
113
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$633K 0.22%
7,935
+2,071
+35% +$172K
HE icon
114
Hawaiian Electric Industries
HE
$2.29B
$614K 0.21%
24,477
+1,737
+8% +$44.7K
NEE icon
115
NextEra Energy
NEE
$189B
$612K 0.21%
30,544
+6,772
+28% +$140K
SCHX icon
116
Schwab US Large- Cap ETF
SCHX
$70.9B
$606K 0.21%
90,414
-3,060
-3% -$20.4K
JOY
117
DELISTED
Joy Global Inc
JOY
$602K 0.21%
11,785
+6,427
+120% +$328K
AMD icon
118
Advanced Micro Devices
AMD
$737B
$596K 0.2%
156,521
+56,477
+56% +$215K
OCSL icon
119
Oaktree Specialty Lending
OCSL
$1.04B
$592K 0.2%
19,172
+240
+1% +$7.62K
RSPM icon
120
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$590K 0.2%
41,200
-500
-1% -$7K
VHC icon
121
VirnetX Holding Corp
VHC
$53.1M
$587K 0.2%
1,438
-2
-0.1% -$789
BRK.B icon
122
Berkshire Hathaway Class B
BRK.B
$1.1T
$583K 0.2%
5,135
-564
-10% -$65.1K
C icon
123
Citigroup
C
$221B
$581K 0.2%
11,974
-351
-3% -$17.7K
MON
124
DELISTED
Monsanto Co
MON
$569K 0.19%
5,455
-225
-4% -$22.6K
EPB
125
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$564K 0.19%
13,359
-561
-4% -$23.7K
3 4
5
6 7

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.