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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$3.39B
AUM Growth
+$337M
Cap. Flow
+$351M
Cap. Flow %
10.36%
Top 10 Hldgs %
21.16%
Holding
1,429
New
293
Increased
609
Reduced
370
Closed
108

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$43M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.1M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.4M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.5M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$13.9M

Top Sells

Rank Stock Value
1
FC icon
Franklin Covey
FC
+$16.8M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$10.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$9.02M
4
IBM icon
IBM
IBM
+$6.56M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$5.86M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 16.71%
3 Financials 6.44%
4 Healthcare 5.59%
5 Consumer Discretionary 5.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1201
Highland Opportunities and Income Fund
HFRO
$409M
$130K ﹤0.01%
24,990
-3,223
-11% -$17.8K
PFN
1202
PIMCO Income Strategy Fund II
PFN
$689M
$130K ﹤0.01%
17,222
+812
+5% +$6.11K
CHW
1203
Calamos Global Dynamic Income Fund
CHW
$545M
$130K ﹤0.01%
20,316
– –
PMM
1204
Franklin Managed Municipal Income Trust
PMM
$267M
$127K ﹤0.01%
20,704
+315
+2% +$1.95K
XFLT
1205
XAI Floating Rate & Alternative Income Trust
XFLT
$293M
$126K ﹤0.01%
4,274
-1,429
-25% -$45.7K
AMPX icon
1206
Amprius Technologies
AMPX
$1.44B
$125K ﹤0.01%
46,500
+1,000
+2% +$2.95K
PMF
1207
DELISTED
PIMCO Municipal Income Fund
PMF
$122K ﹤0.01%
13,825
-3,335
-19% -$30.1K
CVS icon
1208
CALL
CVS Health
CVS
$119B
$122K ﹤0.01%
+1,800
New +$108K
ALT icon
1209
Altimmune
ALT
$605M
$122K ﹤0.01%
24,300
-154
-0.6% -$976
XRN
1210
Chiron Real Estate Inc
XRN
$487M
$118K ﹤0.01%
2,705
-316
-10% -$13.1K
BRSP
1211
BrightSpire Capital
BRSP
$601M
$113K ﹤0.01%
20,408
+3,500
+21% +$20.4K
AMD icon
1212
CALL
Advanced Micro Devices
AMD
$760B
$113K ﹤0.01%
+1,100
New +$122K
RMAX
1213
DELISTED
RE/MAX Holdings
RMAX
$112K ﹤0.01%
13,419
– –
SPY icon
1214
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$112K ﹤0.01%
+200
New +$118K
EDRY icon
1215
EuroDry
EDRY
$144M
$110K ﹤0.01%
10,003
– –
NGD
1216
DELISTED
New Gold Inc
NGD
$109K ﹤0.01%
+29,500
New +$87.4K
IGR
1217
CBRE Global Real Estate Income Fund
IGR
$693M
$108K ﹤0.01%
20,949
+135
+0.6% +$698
OXLC
1218
Oxford Lane Capital
OXLC
$948M
$104K ﹤0.01%
4,425
-110
-2% -$2.74K
BTX
1219
BlackRock Technology and Private Equity Term Trust
BTX
$1.05B
$102K ﹤0.01%
16,252
+1,104
+7% +$8.21K
IOVA icon
1220
Iovance Biotherapeutics
IOVA
$3.63B
$98.2K ﹤0.01%
29,500
+10,058
+52% +$51.9K
IHD
1221
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$136M
$97.1K ﹤0.01%
18,191
– –
BDJ icon
1222
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$96.9K ﹤0.01%
11,267
+179
+2% +$1.56K
LABD icon
1223
Direxion Daily S&P Biotech Bear 3X ETF
LABD
$65.5M
$95.7K ﹤0.01%
+1,015
New +$74.3K
SAN icon
1224
Banco Santander
SAN
$213B
$95K ﹤0.01%
14,180
+2,157
+18% +$12.6K
GLQ
1225
Clough Global Equity Fund
GLQ
$152M
$94.3K ﹤0.01%
15,000
-5,000
-25% -$33.5K
47 48
49
50 51

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B. Riley Wealth Advisors's Q1 2025 Portfolio in Review

As of Q1 2025, B. Riley Wealth Advisors held 1,429 positions worth $3.39B, up 11% from $3.05B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors deployed $351M of net new capital in Q1 2025, opening 293 new positions and adding to 609 existing holdings. Its largest new stake was Invesco QQQ Trust: 84,582 shares worth $39.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 41% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $10.4M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2025 buy was Invesco QQQ Trust: 84,582 shares worth $39.7M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q1 2025, an estimated $34.1M increase.
  • B. Riley Wealth Advisors's biggest Q1 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $10.4M.
  • B. Riley Wealth Advisors fully exited Franklin Covey in Q1 2025, selling an estimated $16.8M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.39B portfolio in Q1 2025.
  • B. Riley Wealth Advisors opened 293 new positions and closed 108 in Q1 2025.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $3.39B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.