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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRBI icon
1201
Red River Bancshares
RRBI
$670M
$224K 0.01%
+4,000
New +$201K
APMU icon
1202
ActivePassive Intermediate Municipal Bond ETF
APMU
$244M
$224K 0.01%
+8,947
New +$218K
CINF icon
1203
Cincinnati Financial
CINF
$27.5B
$223K 0.01%
2,141
-444
-17% -$45.1K
AME icon
1204
Ametek
AME
$58.2B
$222K 0.01%
1,346
-573
-30% -$87.4K
NEA icon
1205
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$222K 0.01%
20,143
+12
+0.1% +$122
IT icon
1206
Gartner
IT
$12.4B
$221K 0.01%
491
-102
-17% -$40.7K
FDEC icon
1207
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$221K 0.01%
+5,670
New +$207K
SHM icon
1208
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$221K 0.01%
4,621
-1,950
-30% -$91.5K
NWBI icon
1209
Northwest Bancshares
NWBI
$2.32B
$220K 0.01%
17,643
-598
-3% -$6.66K
DVA icon
1210
DaVita
DVA
$14.6B
$220K 0.01%
2,101
-207
-9% -$19.1K
AWR icon
1211
American States Water
AWR
$3.35B
$220K 0.01%
+2,733
New +$219K
USIG icon
1212
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$219K 0.01%
4,279
-832
-16% -$40.6K
WU icon
1213
Western Union
WU
$2.28B
$219K 0.01%
18,375
– –
MBLY icon
1214
Mobileye
MBLY
$2.18B
$219K 0.01%
5,051
-1,248
-20% -$49.1K
SJNK icon
1215
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$217K 0.01%
8,625
-4,194
-33% -$103K
VNQI icon
1216
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$217K 0.01%
+5,089
New +$203K
WDC icon
1217
Western Digital
WDC
$189B
$216K 0.01%
5,452
-371
-6% -$13K
WRB icon
1218
W.R. Berkley
WRB
$26.8B
$216K 0.01%
4,578
-4,431
-49% -$202K
SU icon
1219
Suncor Energy
SU
$76.1B
$215K 0.01%
6,715
-2,693
-29% -$87.9K
SPYI icon
1220
NEOS S&P 500 High Income ETF
SPYI
$11.2B
$215K 0.01%
+4,454
New +$211K
BSTZ icon
1221
BlackRock Science and Technology Term Trust
BSTZ
$2.05B
$215K 0.01%
12,842
-2,752
-18% -$44.5K
UTG icon
1222
Reaves Utility Income Fund
UTG
$3.55B
$214K 0.01%
+7,957
New +$203K
IDU icon
1223
iShares US Utilities ETF
IDU
$1.41B
$214K 0.01%
2,678
-1,046
-28% -$80.1K
CNH
1224
CNH Industrial
CNH
$13.4B
$213K 0.01%
+17,526
New +$196K
RBC icon
1225
RBC Bearings
RBC
$18.1B
$213K 0.01%
747
-448
-37% -$110K
47 48
49
50 51

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.