B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF December FDEC Stock Holding History

B. Riley Wealth Advisors’s Portfolio FDEC Stock Details FDEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-5,000	Closed	-$256K	–	972
2025 Q4	$256K	Hold	5,000	–	–	0.01%	764
2025 Q3	$246K	Buy	+5,000	New	+$239K	0.01%	799
2024 Q4	$382K	Sell	8,570 -500	-6%	-$22.2K	0.01%	780
2024 Q3	$396K	Sell	9,070 -3,000	-25%	-$129K	0.01%	837
2024 Q2	$514K	Buy	+12,070	New	+$501K	0.01%	804
2024 Q1	–	Sell	-5,670	Closed	-$221K	–	1466
2023 Q4	$221K	Buy	+5,670	New	+$207K	0.01%	1207

Other funds holding FDEC

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Griffith & Werner Canton, Georgia $202M AUM

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

B. Riley Wealth Advisors's FDEC Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Buffer ETF December (FDEC) in Q1 2026, closing a stake of 5,000 shares — an estimated $256K sold.

B. Riley Wealth Advisors first reported a position in FDEC in Q4 2023 and held it in 6 quarters. The position peaked at $514K in Q2 2024. 152 funds tracked by Wall St. Rank hold FDEC as of Q1 2026.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Buffer ETF December position as of Q1 2026 after selling out during the quarter.
B. Riley Wealth Advisors sold 5,000 FT Vest US Equity Buffer ETF December shares in Q1 2026, an estimated $256K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Buffer ETF December in Q4 2023 and held it in 6 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Buffer ETF December position peaked at $514K in Q2 2024.
152 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF December as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.