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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.43%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.6B
AUM Growth
-$333M
Cap. Flow
-$515M
Cap. Flow %
-14.33%
Top 10 Hldgs %
23.78%
Holding
1,458
New
79
Increased
287
Reduced
844
Closed
195

Top Buys

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$9.6M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.13M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.62M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.57M
5
IAU icon
iShares Gold Trust
IAU
+$5.37M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.7M
2
NVDA icon
NVIDIA
NVDA
+$29.4M
3
MSFT icon
Microsoft
MSFT
+$15.8M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$14.9M
5
PG icon
Procter & Gamble
PG
+$14M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Healthcare 5.93%
3 Consumer Discretionary 5.68%
4 Financials 5.59%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUZI icon
1176
Vuzix
VUZI
$200M
$150K ﹤0.01%
127,805
-24,695
-16% -$26.9K
MPT
1177
Medical Properties Trust
MPT
$2.75B
$145K ﹤0.01%
24,775
-4,493
-15% -$22.2K
PMM
1178
Franklin Managed Municipal Income Trust
PMM
$266M
$145K ﹤0.01%
22,163
-12,533
-36% -$79.5K
ALT icon
1179
Altimmune
ALT
$583M
$144K ﹤0.01%
23,454
+2,687
+13% +$18.2K
ECC
1180
Eagle Point Credit Company
ECC
$506M
$144K ﹤0.01%
14,598
-88,288
-86% -$875K
BRW
1181
Saba Capital Income & Opportunities Fund
BRW
$337M
$143K ﹤0.01%
19,098
-2,800
-13% -$20.4K
GLQ
1182
Clough Global Equity Fund
GLQ
$155M
$139K ﹤0.01%
20,000
-500
-2% -$3.41K
NWG icon
1183
NatWest
NWG
$77.3B
$138K ﹤0.01%
15,266
+541
+4% +$4.81K
PSLV icon
1184
Sprott Physical Silver Trust
PSLV
$12B
$137K ﹤0.01%
12,750
-2,625
-17% -$26.3K
NXJ
1185
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$137K ﹤0.01%
10,409
– –
IOVA icon
1186
Iovance Biotherapeutics
IOVA
$1.93B
$135K ﹤0.01%
13,942
+646
+5% +$6.12K
PMO
1187
Franklin Municipal Opportunities Trust
PMO
$279M
$135K ﹤0.01%
12,349
-3,425
-22% -$35.9K
DCF
1188
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$132K ﹤0.01%
14,395
-500
-3% -$4.5K
HYI
1189
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$130K ﹤0.01%
10,600
-345
-3% -$4.13K
DPG
1190
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$130K ﹤0.01%
10,996
-21,719
-66% -$234K
OXLC
1191
Oxford Lane Capital
OXLC
$903M
$128K ﹤0.01%
4,871
-12,614
-72% -$340K
SOFI icon
1192
SoFi Technologies
SOFI
$23.3B
$126K ﹤0.01%
16,017
-92,926
-85% -$675K
PFN
1193
PIMCO Income Strategy Fund II
PFN
$699M
$125K ﹤0.01%
16,253
-28,637
-64% -$209K
ARI
1194
Apollo Commercial Real Estate
ARI
$892M
$124K ﹤0.01%
13,334
-136
-1% -$1.39K
TV icon
1195
Televisa
TV
$1.48B
$123K ﹤0.01%
+48,200
New +$106K
ABEV icon
1196
Ambev
ABEV
$47.1B
$119K ﹤0.01%
48,275
-7,787
-14% -$17.5K
ENVX icon
1197
Enovix
ENVX
$921M
$117K ﹤0.01%
+13,171
New +$137K
SSRM icon
1198
SSR Mining
SSRM
$5.6B
$114K ﹤0.01%
+20,000
New +$105K
LPTH icon
1199
Lightpath Technologies
LPTH
$702M
$110K ﹤0.01%
79,824
-52,000
-39% -$68K
PARA
1200
DELISTED
Paramount Global Class B
PARA
$107K ﹤0.01%
10,183
-7,228
-42% -$78.6K
46 47
48
49 50

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P3I
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EPW
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BCIM
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PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, B. Riley Wealth Advisors held 1,458 positions worth $3.6B, down 8.5% from $3.93B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Advisors withdrew a net $515M in Q3 2024, closing 195 positions and reducing 844 holdings. Its most notable exit was Lam Research, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares MSCI Global Min Vol Factor ETF worth $9.96M.

  • B. Riley Wealth Advisors's largest Q3 2024 buy was iShares MSCI Global Min Vol Factor ETF: 87,274 shares worth $9.96M.
  • B. Riley Wealth Advisors added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $6.13M increase.
  • B. Riley Wealth Advisors's biggest Q3 2024 reduction was Apple, cutting an estimated $44.7M.
  • B. Riley Wealth Advisors fully exited Lam Research in Q3 2024, selling an estimated $10.9M.
  • B. Riley Wealth Advisors's ten largest holdings make up 24% of its $3.6B portfolio in Q3 2024.
  • B. Riley Wealth Advisors opened 79 new positions and closed 195 in Q3 2024.
  • B. Riley Wealth Advisors's portfolio value fell 8.5% quarter-over-quarter to $3.6B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.