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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.16B
AUM Growth
+$31.4M
Cap. Flow
+$7.28B
Cap. Flow %
336.95%
Top 10 Hldgs %
25.04%
Holding
1,197
New
160
Increased
366
Reduced
510
Closed
124

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$2.97M
2
COF icon
Capital One
COF
+$2.96M
3
BA icon
Boeing
BA
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$12.5M
2
AMZN icon
Amazon
AMZN
+$9.45M
3
AAPL icon
Apple
AAPL
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 22.59%
2 Financials 6.6%
3 Communication Services 5.71%
4 Consumer Discretionary 5.22%
5 Healthcare 4.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1151
CALL
Microsoft
MSFT
$3.45T
– –
-4,240
Closed -$2.11M
MSFT icon
1152
PUT
Microsoft
MSFT
$3.45T
– –
-5,450
Closed -$2.71M
ADAM
1153
Adamas Trust
ADAM
$815M
– –
-12,107
Closed -$81.1K
OXLC
1154
Oxford Lane Capital
OXLC
$894M
– –
-4,545
Closed -$95.4K
PARA
1155
DELISTED
Paramount Global Class B
PARA
– –
-45,256
Closed -$584K
PGF icon
1156
Invesco Financial Preferred ETF
PGF
$677M
– –
-22,350
Closed -$315K
PINS icon
1157
CALL
Pinterest
PINS
$13.4B
– –
-1,000
Closed -$35.9K
PMM
1158
Franklin Managed Municipal Income Trust
PMM
$267M
– –
-18,473
Closed -$110K
PMX
1159
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-34,285
Closed -$235K
PULS icon
1160
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-5,878
Closed -$292K
QAI icon
1161
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
– –
-6,775
Closed -$219K
RCL icon
1162
Royal Caribbean
RCL
$85.1B
– –
-687
Closed -$215K
RFG icon
1163
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
– –
-16,204
Closed -$790K
ROP icon
1164
Roper Technologies
ROP
$38.8B
– –
-397
Closed -$225K
RPM icon
1165
RPM International
RPM
$13.7B
– –
-2,790
Closed -$306K
SCCO icon
1166
Southern Copper
SCCO
$143B
– –
-2,054
Closed -$200K
SCHB icon
1167
Schwab US Broad Market ETF
SCHB
$43.2B
– –
-9,256
Closed -$221K
SCHV
1168
Schwab US Large-Cap Value ETF
SCHV
$15.7B
– –
-42,565
Closed -$1.18M
SEIX icon
1169
Virtus SEIX Senior Loan ETF
SEIX
$249M
– –
-23,410
Closed -$552K
SLQD icon
1170
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
– –
-6,419
Closed -$325K
SPCE icon
1171
CALL
Virgin Galactic
SPCE
$328M
– –
-5,150
Closed -$14.1K
SPCE icon
1172
Virgin Galactic
SPCE
$328M
– –
-5,207
Closed -$14.2K
STWD icon
1173
Starwood Property Trust
STWD
$5.92B
– –
-16,581
Closed -$333K
TFSL icon
1174
TFS Financial
TFSL
$5.16B
– –
-17,867
Closed -$231K
TRI icon
1175
Thomson Reuters
TRI
$42.8B
– –
-1,062
Closed -$217K
44 45 46
47
48

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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, B. Riley Wealth Advisors held 1,197 positions worth $2.16B, up 1.5% from $2.13B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Advisors deployed $7.28B of net new capital in Q3 2025, opening 160 new positions and adding to 366 existing holdings. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - September: 109,100 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was NVIDIA, an estimated $12.5M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - September: 109,100 shares worth $2.28M.
  • B. Riley Wealth Advisors added most to State Street Communication Services Select Sector SPDR ETF in Q3 2025, an estimated $2.97M increase.
  • B. Riley Wealth Advisors's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $12.5M.
  • B. Riley Wealth Advisors fully exited Invesco S&P MidCap Momentum ETF in Q3 2025, selling an estimated $5.36M.
  • B. Riley Wealth Advisors's ten largest holdings make up 25% of its $2.16B portfolio in Q3 2025.
  • B. Riley Wealth Advisors opened 160 new positions and closed 124 in Q3 2025.
  • B. Riley Wealth Advisors's portfolio value rose 1.5% quarter-over-quarter to $2.16B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.