We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COO icon
1151
Cooper Companies
COO
$14.5B
$243K 0.01%
2,572
-2,176
-46% -$183K
VIOV icon
1152
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$243K 0.01%
2,741
-50
-2% -$3.93K
NCLH icon
1153
Norwegian Cruise Line
NCLH
$9.29B
$242K 0.01%
12,090
-3,123
-21% -$50.1K
EMN icon
1154
Eastman Chemical
EMN
$8.36B
$241K 0.01%
2,664
-1,680
-39% -$134K
SAR icon
1155
Saratoga Investment
SAR
$310M
$241K 0.01%
9,307
+192
+2% +$4.8K
BJ icon
1156
BJs Wholesale Club
BJ
$12.3B
$241K 0.01%
3,608
-665
-16% -$45K
FAX
1157
abrdn Asia-Pacific Income Fund
FAX
$596M
$240K 0.01%
14,684
+603
+4% +$9.38K
OMF icon
1158
OneMain Financial
OMF
$7.5B
$240K 0.01%
4,878
-543
-10% -$22.1K
VGIT icon
1159
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$240K 0.01%
4,037
+170
+4% +$9.8K
RMM
1160
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$239K 0.01%
16,881
– –
BHP icon
1161
BHP
BHP
$226B
$239K 0.01%
3,504
-1,616
-32% -$97.5K
THO icon
1162
Thor Industries
THO
$4.12B
$239K 0.01%
2,015
-2,279
-53% -$228K
CHW
1163
Calamos Global Dynamic Income Fund
CHW
$542M
$238K 0.01%
40,914
+2,600
+7% +$14.4K
PGX icon
1164
Invesco Preferred ETF
PGX
$3.8B
$238K 0.01%
20,758
-4,712
-19% -$51.4K
IVOV icon
1165
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$238K 0.01%
+2,728
New +$216K
AAL icon
1166
American Airlines Group
AAL
$11.1B
$236K 0.01%
17,186
-1,329
-7% -$16.7K
MGM icon
1167
MGM Resorts International
MGM
$11.6B
$236K 0.01%
5,285
-670
-11% -$26.3K
BAUG icon
1168
Innovator US Equity Buffer ETF August
BAUG
$199M
$236K 0.01%
6,554
-6,965
-52% -$238K
IGIB icon
1169
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$235K 0.01%
4,526
-124
-3% -$6.13K
FCN icon
1170
FTI Consulting
FCN
$4.29B
$235K 0.01%
1,180
-1,189
-50% -$246K
PWZ icon
1171
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$235K 0.01%
9,392
-240
-2% -$5.72K
UAL icon
1172
United Airlines
UAL
$43.3B
$234K 0.01%
5,671
+447
+9% +$17.6K
BRW
1173
Saba Capital Income & Opportunities Fund
BRW
$342M
$234K 0.01%
29,398
-9,946
-25% -$75.7K
RBLX icon
1174
Roblox
RBLX
$25.5B
$233K 0.01%
+5,100
New +$188K
RWJ icon
1175
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$233K 0.01%
5,623
-623
-10% -$23K
45 46
47
48 49

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.