B. Riley Wealth Advisors’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

B. Riley Wealth Advisors’s Portfolio BAUG Stock Details BAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-10,134	Closed	-$430K	–	1065
2025 Q1	$430K	Hold	10,134	–	–	0.01%	819
2024 Q4	$442K	Hold	10,134	–	–	0.01%	738
2024 Q3	$432K	Hold	10,134	–	–	0.01%	793
2024 Q2	$411K	Sell	10,134 -3,385	-25%	-$132K	0.01%	902
2024 Q1	$446K	Buy	13,519 +6,965	+106%	+$260K	0.01%	846
2023 Q4	$236K	Sell	6,554 -6,965	-52%	-$238K	0.01%	1168
2023 Q3	$446K	Buy	13,519 +5,985	+79%	+$203K	0.01%	846
2023 Q2	$253K	Hold	7,534	–	–	0.01%	1215
2023 Q1	$238K	Hold	7,534	–	–	0.01%	1201
2022 Q4	$226K	Buy	+7,534	New	+$225K	0.01%	1188

Other funds holding BAUG

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Diligent Investors Redlands, California $449M AUM 26.15% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

B. Riley Wealth Advisors's BAUG Position: Q2 2025 in Review

B. Riley Wealth Advisors sold out of Innovator US Equity Buffer ETF August (BAUG) in Q2 2025, closing a stake of 10,134 shares — an estimated $430K sold.

B. Riley Wealth Advisors first reported a position in BAUG in Q4 2022 and held it in 10 quarters. The position peaked at $446K in Q1 2024. 94 funds tracked by Wall St. Rank hold BAUG as of Q2 2025.

B. Riley Wealth Advisors reported no remaining Innovator US Equity Buffer ETF August position as of Q2 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,134 Innovator US Equity Buffer ETF August shares in Q2 2025, an estimated $430K.
B. Riley Wealth Advisors first reported a position in Innovator US Equity Buffer ETF August in Q4 2022 and held it in 10 quarters.
B. Riley Wealth Advisors's Innovator US Equity Buffer ETF August position peaked at $446K in Q1 2024.
94 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF August as of Q2 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2025, filed 19 Aug 2025.