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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTM icon
1151
White Mountains Insurance
WTM
$5.2B
$248K 0.01%
+166
New +$255K
NET icon
1152
Cloudflare
NET
$100B
$248K 0.01%
3,936
+119
+3% +$7.62K
DGX icon
1153
Quest Diagnostics
DGX
$25.6B
$246K 0.01%
2,022
-546
-21% -$72.7K
USIG icon
1154
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$246K 0.01%
5,111
+10
+0.2% +$492
HLN icon
1155
Haleon
HLN
$43.2B
$246K 0.01%
29,324
+609
+2% +$5.07K
STLD icon
1156
Steel Dynamics
STLD
$37B
$245K 0.01%
2,276
-143
-6% -$14.9K
CYBR
1157
DELISTED
CyberArk
CYBR
$243K 0.01%
1,483
+20
+1% +$3.21K
WU icon
1158
Western Union
WU
$2.04B
$242K 0.01%
18,375
– –
HRL icon
1159
Hormel Foods
HRL
$13.9B
$242K 0.01%
6,356
-1,476
-19% -$58.2K
INMD icon
1160
InMode
INMD
$882M
$241K 0.01%
7,927
-36
-0.5% -$1.41K
BWA icon
1161
BorgWarner
BWA
$13B
$241K 0.01%
5,975
-7,128
-54% -$302K
ABR icon
1162
Arbor Realty Trust
ABR
$993M
$240K 0.01%
15,829
-41,141
-72% -$651K
NAPR icon
1163
Innovator Growth-100 Power Buffer ETF April
NAPR
$211M
$240K 0.01%
5,744
– –
NICE icon
1164
Nice
NICE
$5.9B
$239K 0.01%
1,408
+38
+3% +$7.56K
FTEC icon
1165
Fidelity MSCI Information Technology Index ETF
FTEC
$20.2B
$239K 0.01%
1,945
+400
+26% +$51.5K
MDIV icon
1166
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
$239K 0.01%
+16,379
New +$243K
CCL icon
1167
Carnival Corporation Ltd
CCL
$39.4B
$239K 0.01%
17,397
-52,552
-75% -$871K
IIPR icon
1168
Innovative Industrial Properties
IIPR
$1.7B
$238K 0.01%
3,075
-4,193
-58% -$335K
AAL icon
1169
American Airlines Group
AAL
$10.6B
$237K 0.01%
18,515
+3,221
+21% +$50K
NGG icon
1170
National Grid
NGG
$80.3B
$237K 0.01%
+4,150
New +$251K
FSEP icon
1171
FT Vest US Equity Buffer ETF September
FSEP
$1.22B
$237K 0.01%
6,393
-2,797
-30% -$107K
FDUS icon
1172
Fidus Investment
FDUS
$766M
$237K 0.01%
12,344
-927
-7% -$18.3K
BDJ icon
1173
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$237K 0.01%
31,131
-990
-3% -$7.91K
ETW
1174
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$237K 0.01%
31,001
-3,525
-10% -$28.3K
IHTA
1175
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$236K 0.01%
34,011
– –
45 46
47
48 49

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.