We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.05B
AUM Growth
-$545M
Cap. Flow
-$601M
Cap. Flow %
-19.69%
Top 10 Hldgs %
24.06%
Holding
1,323
New
60
Increased
249
Reduced
771
Closed
187

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.15M
2
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$7M
3
LRCX icon
Lam Research
LRCX
+$6.59M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$5.79M
5
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.7M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$21.5M
5
AAPL icon
Apple
AAPL
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 20.48%
2 Consumer Discretionary 6.32%
3 Financials 6.24%
4 Healthcare 5.48%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
1076
Invesco Preferred ETF
PGX
$3.81B
$144K ﹤0.01%
12,458
-8,143
-40% -$98K
RMAX icon
1077
RE/MAX Holdings
RMAX
$193M
$143K ﹤0.01%
13,419
– –
ASG
1078
Liberty All-Star Growth Fund
ASG
$328M
$143K ﹤0.01%
24,780
-36,700
-60% -$211K
DPG
1079
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$142K ﹤0.01%
12,081
+1,085
+10% +$12.8K
HLN icon
1080
Haleon
HLN
$43.5B
$141K ﹤0.01%
14,755
-2,743
-16% -$26.8K
CHW
1081
Calamos Global Dynamic Income Fund
CHW
$530M
$138K ﹤0.01%
20,316
-900
-4% -$6.36K
ALVO icon
1082
Alvotech
ALVO
$1.39B
$138K ﹤0.01%
10,395
-39,605
-79% -$488K
NAT icon
1083
Nordic American Tanker
NAT
$1.38B
$135K ﹤0.01%
53,105
+8,411
+19% +$25.8K
PARA
1084
DELISTED
Paramount Global Class B
PARA
$133K ﹤0.01%
12,695
+2,512
+25% +$27K
GLQ
1085
Clough Global Equity Fund
GLQ
$152M
$133K ﹤0.01%
20,000
– –
AMPX icon
1086
Amprius Technologies
AMPX
$1.36B
$127K ﹤0.01%
45,500
+16,300
+56% +$28.5K
PFN
1087
PIMCO Income Strategy Fund II
PFN
$698M
$123K ﹤0.01%
16,410
+157
+1% +$1.18K
PSLV icon
1088
Sprott Physical Silver Trust
PSLV
$12B
$123K ﹤0.01%
12,750
– –
PMM
1089
Franklin Managed Municipal Income Trust
PMM
$267M
$122K ﹤0.01%
20,389
-1,774
-8% -$11.2K
XRN
1090
Chiron Real Estate Inc
XRN
$514M
$120K ﹤0.01%
3,021
-850
-22% -$37.6K
RIG icon
1091
Transocean
RIG
$5.89B
$117K ﹤0.01%
+31,280
New +$130K
BRW
1092
Saba Capital Income & Opportunities Fund
BRW
$336M
$115K ﹤0.01%
15,098
-4,000
-21% -$30.4K
OXLC
1093
Oxford Lane Capital
OXLC
$894M
$115K ﹤0.01%
4,535
-336
-7% -$8.8K
BTX
1094
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$113K ﹤0.01%
15,148
-13,348
-47% -$103K
EDRY icon
1095
EuroDry
EDRY
$76.6M
$112K ﹤0.01%
+10,003
New +$157K
OMER icon
1096
Omeros
OMER
$857M
$112K ﹤0.01%
11,305
– –
ALIT icon
1097
Alight
ALIT
$447M
$111K ﹤0.01%
800
-5,185
-87% -$761K
EFXT
1098
Enerflex
EFXT
$2.72B
$109K ﹤0.01%
10,897
– –
MPT
1099
Medical Properties Trust
MPT
$2.77B
$104K ﹤0.01%
25,847
+1,072
+4% +$4.8K
ABEV icon
1100
Ambev
ABEV
$48.1B
$101K ﹤0.01%
51,290
+3,015
+6% +$6.67K
42 43
44
45 46

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, B. Riley Wealth Advisors held 1,323 positions worth $3.05B, down 15% from $3.6B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Advisors withdrew a net $601M in Q4 2024, closing 187 positions and reducing 771 holdings. Its most notable exit was IQ ARB Merger Arbitrage ETF, an estimated $6.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in Lam Research worth $6.3M.

  • B. Riley Wealth Advisors's largest Q4 2024 buy was Lam Research: 86,896 shares worth $6.3M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $8.15M increase.
  • B. Riley Wealth Advisors's biggest Q4 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.7M.
  • B. Riley Wealth Advisors fully exited IQ ARB Merger Arbitrage ETF in Q4 2024, selling an estimated $6.44M.
  • B. Riley Wealth Advisors's ten largest holdings make up 24% of its $3.05B portfolio in Q4 2024.
  • B. Riley Wealth Advisors opened 60 new positions and closed 187 in Q4 2024.
  • B. Riley Wealth Advisors's portfolio value fell 15% quarter-over-quarter to $3.05B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.