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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1076
Nuveen Credit Strategies Income Fund
JQC
$704M
$281K 0.01%
42,694
+212
+0.5% +$1.38K
SCHE icon
1077
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$281K 0.01%
9,199
+172
+2% +$5.37K
AL
1078
DELISTED
Air Lease Corp
AL
$280K 0.01%
+7,112
New +$290K
REET icon
1079
iShares Global REIT ETF
REET
$5.09B
$280K 0.01%
10,212
-31
-0.3% -$889
SPXE icon
1080
ProShares S&P 500 ex-Energy ETF
SPXE
$83.6M
$280K 0.01%
5,994
– –
SPXL icon
1081
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.72B
$280K 0.01%
2,617
-922
-26% -$107K
HLI icon
1082
Houlihan Lokey
HLI
$8.77B
$279K 0.01%
+3,042
New +$267K
BBAG icon
1083
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$278K 0.01%
+5,122
New +$281K
FTA icon
1084
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$277K 0.01%
4,290
+585
+16% +$38.7K
WAT icon
1085
Waters Corp
WAT
$37B
$277K 0.01%
775
+4
+0.5% +$1.57K
GAB icon
1086
Gabelli Equity Trust
GAB
$1.75B
$276K 0.01%
41,454
+13,257
+47% +$89.9K
MARA icon
1087
Marathon Digital Holdings
MARA
$4.32B
$276K 0.01%
8,732
+284
+3% +$9.23K
ERTH icon
1088
Invesco MSCI Sustainable Future ETF
ERTH
$133M
$275K 0.01%
4,333
-173
-4% -$11.5K
FDUS icon
1089
Fidus Investment
FDUS
$749M
$275K 0.01%
15,719
-2,969
-16% -$51.7K
FV icon
1090
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$275K 0.01%
5,997
-109
-2% -$5.15K
ALLE icon
1091
Allegion
ALLE
$13.4B
$274K 0.01%
2,070
-2,221
-52% -$309K
ETSY icon
1092
Etsy
ETSY
$7.75B
$274K 0.01%
1,314
-63
-5% -$12.8K
EXPD icon
1093
Expeditors International
EXPD
$22B
$273K 0.01%
2,285
-2
-0.1% -$250
MTD icon
1094
Mettler-Toledo International
MTD
$28.6B
$273K 0.01%
+198
New +$298K
FIBK icon
1095
First Interstate BancSystem
FIBK
$3.69B
$272K 0.01%
6,750
-1,025
-13% -$43.4K
RFG icon
1096
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$272K 0.01%
6,150
-200
-3% -$9.02K
NVTA
1097
DELISTED
Invitae Corporation
NVTA
$270K 0.01%
9,464
-1,320
-12% -$38.7K
AXU
1098
DELISTED
Alexco Resource Corp
AXU
$270K 0.01%
179,800
+12,300
+7% +$23.5K
MNST icon
1099
Monster Beverage
MNST
$94.3B
$269K 0.01%
6,044
-818
-12% -$38.7K
XT icon
1100
iShares Future Exponential Technologies ETF
XT
$3.82B
$268K 0.01%
4,271
-2,592
-38% -$167K
42 43
44
45 46

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.