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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
976
Whirlpool
WHR
$2.54B
$355K 0.01%
2,913
+780
+37% +$90.9K
RYAN icon
977
Ryan Specialty Holdings
RYAN
$5.65B
$354K 0.01%
8,238
+11
+0.1% +$496
PPA icon
978
Invesco Aerospace & Defense ETF
PPA
$8.69B
$354K 0.01%
3,839
+1
+0% +$86
MDYG icon
979
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.91B
$352K 0.01%
4,651
-561
-11% -$39.4K
PSEP icon
980
Innovator US Equity Power Buffer ETF September
PSEP
$846M
$352K 0.01%
10,119
-5,700
-36% -$190K
PRI icon
981
Primerica
PRI
$9.89B
$352K 0.01%
1,708
-940
-35% -$192K
JMBS icon
982
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.74B
$351K 0.01%
+7,647
New +$335K
AAON icon
983
Aaon
AAON
$7.58B
$349K 0.01%
4,722
-191
-4% -$11.8K
VIST icon
984
Vista Energy
VIST
$7.5B
$349K 0.01%
11,811
+50
+0.4% +$1.48K
COLM icon
985
Columbia Sportswear
COLM
$3B
$347K 0.01%
4,362
-336
-7% -$25.6K
QJUN icon
986
FT Vest Growth-100 Buffer ETF June
QJUN
$676M
$347K 0.01%
14,400
+4,600
+47% +$105K
RF icon
987
Regions Financial
RF
$26.9B
$346K 0.01%
17,642
+1,401
+9% +$23.2K
XME icon
988
State Street SPDR S&P Metals & Mining ETF
XME
$4.12B
$344K 0.01%
5,757
-198
-3% -$10.5K
SPHD icon
989
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$344K 0.01%
8,118
-365
-4% -$14.5K
CCL icon
990
Carnival Corporation Ltd
CCL
$39.4B
$344K 0.01%
18,559
+1,162
+7% +$16.9K
NXST icon
991
Nexstar Media Group
NXST
$5.88B
$343K 0.01%
2,190
-188
-8% -$27.5K
KR icon
992
Kroger
KR
$35.7B
$342K 0.01%
7,492
-3,872
-34% -$172K
DBO icon
993
Invesco DB Oil Fund
DBO
$359M
$341K 0.01%
24,550
+600
+3% +$9.52K
VICI icon
994
VICI Properties
VICI
$29.2B
$341K 0.01%
10,570
-915
-8% -$26.9K
GEN icon
995
Gen Digital
GEN
$16.9B
$337K 0.01%
+14,775
New +$293K
QSPT icon
996
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$637M
$337K 0.01%
+14,142
New +$319K
IHAK icon
997
iShares Cybersecurity and Tech ETF
IHAK
$1.08B
$337K 0.01%
+7,413
New +$301K
GNOV icon
998
FT Vest US Equity Moderate Buffer ETF November
GNOV
$297M
$336K 0.01%
+10,600
New +$331K
TFSL icon
999
TFS Financial
TFSL
$5.17B
$336K 0.01%
22,867
+19
+0.1% +$246
RITM icon
1000
Rithm Capital
RITM
$5.62B
$336K 0.01%
30,732
+3,337
+12% +$33.2K
38 39
40
41 42

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.