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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVZ icon
976
Invesco
IVZ
$12.4B
$57 ﹤0.01%
+1,452
New +$57.2K
IWO icon
977
iShares Russell 2000 Growth ETF
IWO
$14.1B
$57 ﹤0.01%
+400
New +$54.1K
VMW
978
DELISTED
VMware, Inc
VMW
$57 ﹤0.01%
+692
New +$59K
ZVO
979
DELISTED
Zovio Inc. Common Stock
ZVO
$57 ﹤0.01%
+5,000
New +$56.9K
CDK
980
DELISTED
CDK Global, Inc.
CDK
$57 ﹤0.01%
+1,397
New +$49.5K
RDS.A
981
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$57 ﹤0.01%
+852
New +$58.9K
FLY
982
DELISTED
Fly Leasing Limited
FLY
$57 ﹤0.01%
+4,330
New +$55.6K
CENX icon
983
Century Aluminum
CENX
$4.22B
$56 ﹤0.01%
+2,302
New +$59.4K
FE icon
984
FirstEnergy
FE
$28.4B
$56 ﹤0.01%
+1,438
New +$52.7K
GIS icon
985
General Mills
GIS
$20.2B
$56 ﹤0.01%
+1,057
New +$54.6K
JPI
986
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$56 ﹤0.01%
+2,500
New +$57.5K
NGL icon
987
NGL Energy Partners
NGL
$1.94B
$56 ﹤0.01%
+1,997
New +$65.6K
WPP icon
988
WPP
WPP
$4.67B
$56 ﹤0.01%
+541
New +$53.9K
IBA
989
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$56 ﹤0.01%
+1,123
New +$63.1K
TLGT
990
DELISTED
Teligent, Inc
TLGT
$56 ﹤0.01%
+642
New +$60.2K
CRZO
991
DELISTED
Carrizo Oil & Gas Inc
CRZO
$56 ﹤0.01%
+1,340
New +$60.2K
RSO
992
DELISTED
Resource Capital Corp.
RSO
$56 ﹤0.01%
2,762
-75
-3% -$1.54K
AHD
993
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$56 ﹤0.01%
+1,807
New +$56
ESNC
994
DELISTED
EnSync Inc
ESNC
$56 ﹤0.01%
20,000
-20,000
-50% -$12.8K
CYS
995
DELISTED
CYS Investments Inc.
CYS
$56 ﹤0.01%
+6,452
New +$57.7K
FEZ icon
996
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$55 ﹤0.01%
+1,487
New +$56.4K
SEE
997
DELISTED
Sealed Air
SEE
$55 ﹤0.01%
+1,287
New +$48.4K
UNG icon
998
United States Natural Gas Fund
UNG
$450M
$55 ﹤0.01%
+232
New +$74.4K
AET
999
DELISTED
Aetna Inc
AET
$55 ﹤0.01%
+614
New +$51.5K
UNIS
1000
DELISTED
Unilife Corporation
UNIS
$55 ﹤0.01%
1,650
– –
38 39
40
41 42

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BCIM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.