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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
976
Guggenheim Strategic Opportunities Fund
GOF
$1.93B
– –
-5,015
Closed -$110K
GOGO icon
977
Gogo Inc
GOGO
$341M
– –
-600
Closed -$11.7K
B
978
Barrick Mining
B
$71.9B
– –
-5,689
Closed -$104K
GPC icon
979
Genuine Parts
GPC
$18.1B
– –
-666
Closed -$58.5K
GRFS
980
Grifois
GRFS
$5.04B
– –
-4,858
Closed -$107K
GRMN
981
Garmin
GRMN
$53.8B
– –
-127
Closed -$7.75K
GRPN icon
982
Groupon
GRPN
$779M
– –
-301
Closed -$39.8K
GRX
983
Gabelli Healthcare & Wellness Trust
GRX
$140M
– –
-27
Closed -$279
GSAT icon
984
Globalstar
GSAT
$10.7B
– –
-200
Closed -$12.8K
GSG icon
985
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.06B
– –
-300
Closed -$10.2K
GT icon
986
Goodyear
GT
$1.47B
– –
-5,853
Closed -$163K
GTLS
987
DELISTED
Chart Industries
GTLS
– –
-303
Closed -$25.1K
GVA icon
988
Granite Construction
GVA
$5.09B
– –
-54
Closed -$1.94K
GVI icon
989
iShares Intermediate Government/Credit Bond ETF
GVI
$3.75B
– –
-70
Closed -$7.76K
GWW icon
990
W.W. Grainger
GWW
$59.2B
– –
-57
Closed -$14.6K
GXC icon
991
State Street SPDR S&P China ETF
GXC
$463M
– –
-50
Closed -$3.76K
HAE icon
992
Haemonetics
HAE
$4.93B
– –
-453
Closed -$16K
HAIN icon
993
Hain Celestial
HAIN
$50.9M
– –
-602
Closed -$26.7K
HALO icon
994
Halozyme
HALO
$12.5B
– –
-2,000
Closed -$19.8K
HAS icon
995
Hasbro
HAS
$12.6B
– –
-229
Closed -$12.1K
HE icon
996
Hawaiian Electric Industries
HE
$1.76B
– –
-7,461
Closed -$189K
HEES
997
DELISTED
H&E Equipment Services
HEES
– –
-7
Closed -$256
HELE icon
998
Helen of Troy
HELE
$632M
– –
-114
Closed -$6.91K
HES
999
DELISTED
Hess
HES
– –
-1,649
Closed -$163K
HHH icon
1000
Howard Hughes
HHH
$3.72B
– –
-84
Closed -$12.6K
38 39
40
41 42

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.