B. Riley Wealth Advisors’s SPDR S&P China ETF GXC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-129	Closed	-$10	–	1156
2014 Q4	$10	Buy	+129	New	+$10	﹤0.01%	2861
2014 Q3	–	Sell	-50	Closed	-$3.76K	–	1166
2014 Q2	$3.76K	Buy	+50	New	+$3.76K	﹤0.01%	2123