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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
76
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$1.31M 0.32%
27,774
+870
+3% +$43.7K
V icon
77
Visa
V
$698B
$1.31M 0.32%
18,811
+4,139
+28% +$295K
BSV icon
78
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.31M 0.31%
16,293
+7,132
+78% +$572K
VTI icon
79
Vanguard Total Stock Market ETF
VTI
$652B
$1.31M 0.31%
13,227
+11,338
+600% +$1.19M
PEP icon
80
PepsiCo
PEP
$198B
$1.29M 0.31%
13,692
+1,325
+11% +$126K
NEE icon
81
NextEra Energy
NEE
$190B
$1.29M 0.31%
52,876
+100
+0.2% +$2.54K
MDYG icon
82
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$1.29M 0.31%
33,255
+3,210
+11% +$132K
RTX icon
83
RTX Corp
RTX
$297B
$1.28M 0.31%
22,875
+2,153
+10% +$133K
CMCSA icon
84
Comcast
CMCSA
$84.3B
$1.28M 0.31%
44,802
-3,550
-7% -$105K
ETP
85
DELISTED
Energy Transfer Partners L.p.
ETP
$1.27M 0.3%
30,825
+13,525
+78% +$656K
EPD icon
86
Enterprise Products Partners
EPD
$84.4B
$1.26M 0.3%
50,579
+185
+0.4% +$5.13K
AMZN icon
87
Amazon
AMZN
$2.47T
$1.26M 0.3%
49,000
+14,800
+43% +$374K
XLK icon
88
State Street Technology Select Sector SPDR ETF
XLK
$110B
$1.24M 0.3%
62,900
+4,368
+7% +$90K
RFG icon
89
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$337M
$1.23M 0.3%
49,770
+705
+1% +$18.6K
RSPM icon
90
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$1.22M 0.29%
85,175
+1,500
+2% +$24K
VER
91
DELISTED
VEREIT, Inc.
VER
$1.21M 0.29%
+31,428
New +$1.31M
IJR icon
92
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.15M 0.28%
21,592
-62
-0.3% -$3.52K
TWTR
93
DELISTED
Twitter, Inc.
TWTR
$1.15M 0.28%
42,656
+23,702
+125% +$711K
UNP icon
94
Union Pacific
UNP
$180B
$1.15M 0.28%
12,962
+1,787
+16% +$163K
IJH icon
95
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.13M 0.27%
41,460
-53,370
-56% -$1.55M
CAT icon
96
Caterpillar
CAT
$384B
$1.12M 0.27%
17,067
+3,696
+28% +$283K
FVD icon
97
First Trust Value Line Dividend Fund
FVD
$8.51B
$1.1M 0.27%
48,485
+1,300
+3% +$30.4K
PFN
98
PIMCO Income Strategy Fund II
PFN
$694M
$1.1M 0.26%
124,278
+102,859
+480% +$949K
IBB icon
99
iShares Biotechnology ETF
IBB
$9.52B
$1.09M 0.26%
10,764
+882
+9% +$106K
IXJ icon
100
iShares Global Healthcare ETF
IXJ
$4.19B
$1.07M 0.26%
21,740
-488
-2% -$26.3K
2 3
4
5 6

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LPU
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P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.