We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGZ icon
76
iShares Agency Bond ETF
AGZ
$559M
$974K 0.31%
8,808
+2,055
+30% +$229K
RVLT
77
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$971K 0.31%
28,362
-4,125
-13% -$136K
POWA icon
78
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$937K 0.3%
27,410
+1,800
+7% +$61.6K
RSP icon
79
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$893K 0.29%
12,536
-2,036
-14% -$139K
CLF icon
80
Cleveland-Cliffs
CLF
$6.99B
$890K 0.28%
33,972
-570
-2% -$14.1K
WFC icon
81
Wells Fargo
WFC
$264B
$885K 0.28%
19,488
– –
BOH icon
82
Bank of Hawaii
BOH
$3.17B
$866K 0.28%
14,649
-1,514
-9% -$87.1K
LQD icon
83
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$861K 0.28%
7,544
-1,077
-12% -$123K
PFF icon
84
iShares Preferred and Income Securities ETF
PFF
$13.2B
$856K 0.27%
23,240
+3,701
+19% +$140K
CSCO icon
85
Cisco
CSCO
$452B
$855K 0.27%
38,113
+1,790
+5% +$39.6K
V icon
86
Visa
V
$689B
$845K 0.27%
15,180
+1,248
+9% +$62.9K
BP icon
87
BP
BP
$109B
$839K 0.27%
21,104
-828
-4% -$30.8K
IXP icon
88
iShares Global Comm Services ETF
IXP
$522M
$832K 0.27%
12,180
+70
+0.6% +$4.71K
RFG icon
89
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$831K 0.27%
33,775
+25
+0.1% +$583
VB icon
90
Vanguard Small-Cap ETF
VB
$79.9B
$831K 0.27%
7,562
-329
-4% -$35K
CWB icon
91
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$811K 0.26%
17,349
+1,867
+12% +$86.1K
IYE icon
92
iShares US Energy ETF
IYE
$1.71B
$797K 0.25%
15,779
– –
XLK icon
93
State Street Technology Select Sector SPDR ETF
XLK
$114B
$795K 0.25%
44,494
-546
-1% -$9.25K
XLV icon
94
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$786K 0.25%
14,173
+754
+6% +$40.3K
GURU icon
95
Global X Guru Index ETF
GURU
$60.9M
$778K 0.25%
+30,391
New +$736K
RZG icon
96
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$769K 0.25%
28,920
-60
-0.2% -$1.52K
RWL icon
97
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$768K 0.25%
+21,062
New +$734K
MA icon
98
Mastercard
MA
$487B
$766K 0.24%
+9,170
New +$681K
VOD icon
99
Vodafone
VOD
$36.4B
$761K 0.24%
18,982
-5,952
-24% -$224K
DOC icon
100
Healthpeak Properties
DOC
$15.5B
$759K 0.24%
22,954
+8,928
+64% +$318K
2 3
4
5 6

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.