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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
951
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
$376K 0.01%
2,743
-44
-2% -$6.19K
SJM icon
952
J.M. Smucker
SJM
$12.7B
$375K 0.01%
2,971
+740
+33% +$85.7K
SSD icon
953
Simpson Manufacturing
SSD
$8.08B
$375K 0.01%
1,896
-1,447
-43% -$230K
CTSH icon
954
Cognizant
CTSH
$25.3B
$375K 0.01%
4,968
-716
-13% -$49.4K
IOO icon
955
iShares Global 100 ETF
IOO
$9.19B
$375K 0.01%
4,654
+150
+3% +$11.5K
WAB icon
956
Wabtec
WAB
$50.5B
$374K 0.01%
2,949
-962
-25% -$109K
CKPT
957
DELISTED
Checkpoint Therapeutics
CKPT
$374K 0.01%
163,350
+114,200
+232% +$249K
FPX icon
958
First Trust US Equity Opportunities ETF
FPX
$1.54B
$374K 0.01%
3,897
-1,000
-20% -$86.2K
FPE icon
959
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$373K 0.01%
22,145
-149,128
-87% -$2.41M
SILV
960
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$373K 0.01%
56,990
-7,000
-11% -$39K
IWN icon
961
iShares Russell 2000 Value ETF
IWN
$14.7B
$373K 0.01%
2,403
-170
-7% -$23.5K
FSIG icon
962
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$373K 0.01%
19,652
-11,513
-37% -$214K
PDEC icon
963
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$370K 0.01%
10,551
+2,262
+27% +$75.5K
EWJ icon
964
iShares MSCI Japan ETF
EWJ
$22.4B
$370K 0.01%
5,769
-1,335
-19% -$81.6K
IBKR icon
965
Interactive Brokers
IBKR
$39.5B
$370K 0.01%
17,844
-4,604
-21% -$94.2K
RJF icon
966
Raymond James Financial
RJF
$34.3B
$369K 0.01%
3,298
-1,399
-30% -$144K
CTRA
967
DELISTED
Coterra Energy
CTRA
$368K 0.01%
14,406
-1,215
-8% -$32.5K
LW icon
968
Lamb Weston
LW
$7.31B
$364K 0.01%
3,369
-4,549
-57% -$438K
BAH icon
969
Booz Allen Hamilton
BAH
$8.85B
$363K 0.01%
2,841
-1,495
-34% -$186K
EGLE
970
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$361K 0.01%
6,510
-3,325
-34% -$150K
SPEM icon
971
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$360K 0.01%
10,177
+1,445
+17% +$49.1K
CNC icon
972
Centene
CNC
$31.7B
$360K 0.01%
4,854
+427
+10% +$30.8K
PWB icon
973
Invesco Large Cap Growth ETF
PWB
$2.42B
$359K 0.01%
4,615
-308
-6% -$22.2K
JBHT icon
974
JB Hunt Transport Services
JBHT
$25.8B
$358K 0.01%
1,792
-245
-12% -$45.4K
ASG
975
Liberty All-Star Growth Fund
ASG
$339M
$356K 0.01%
66,174
-800
-1% -$3.95K
37 38
39
40 41

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.