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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIC
901
DELISTED
Flushing Financial
FFIC
– –
-468
Closed -$9.62K
FFIN icon
902
First Financial Bankshares
FFIN
$4.77B
– –
-312
Closed -$4.89K
FFIV icon
903
F5
FFIV
$24.9B
– –
-3
Closed -$389
FGD icon
904
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.64B
– –
-93
Closed -$2.7K
FGM icon
905
First Trust Germany AlphaDEX Fund
FGM
$96.1M
– –
-1,000
Closed -$41.8K
FHI icon
906
Federated Hermes
FHI
$4.23B
– –
-2,595
Closed -$80.2K
FISV
907
Fiserv Inc
FISV
$26.1B
– –
-4,758
Closed -$144K
FICO icon
908
Fair Isaac
FICO
$20.8B
– –
-180
Closed -$11.5K
FIS icon
909
Fidelity National Information Services
FIS
$18.9B
– –
-826
Closed -$45.2K
FISK
910
Empire State Realty OP LP Series 250
FISK
– –
-2,916
Closed -$45.6K
FITB
911
Fifth Third Bancorp
FITB
$47.8B
– –
-3,298
Closed -$70.4K
FJP icon
912
First Trust Japan AlphaDEX Fund
FJP
$272M
– –
-971
Closed -$46.5K
FL
913
DELISTED
Foot Locker
FL
– –
-554
Closed -$28.1K
FLEX icon
914
Flex
FLEX
$40.4B
– –
-5,519
Closed -$46K
FLS icon
915
Flowserve
FLS
$9.33B
– –
-214
Closed -$15.9K
FMC icon
916
FMC
FMC
$1.34B
– –
-182
Closed -$11.3K
FMX icon
917
Fomento Económico Mexicano
FMX
$40.8B
– –
-100
Closed -$9.37K
FN icon
918
Fabrinet
FN
$13.7B
– –
-438
Closed -$9.02K
FMS icon
919
Fresenius Medical Care
FMS
$11.9B
– –
-118
Closed -$3.97K
FNB icon
920
FNB Corp
FNB
$6.4B
– –
-510
Closed -$6.54K
FNF icon
921
Fidelity National Financial
FNF
$11.8B
– –
-539
Closed -$10.1K
FONR
922
DELISTED
Fonar
FONR
– –
-400
Closed -$4.88K
FORM icon
923
FormFactor
FORM
$8.74B
– –
-17
Closed -$145
FR icon
924
First Industrial Realty Trust
FR
$8.24B
– –
-305
Closed -$5.75K
FRA icon
925
BlackRock Floating Rate Income Strategies Fund
FRA
$375M
– –
-1,128
Closed -$16.5K
35 36
37
38 39

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.