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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
876
Nuveen Credit Strategies Income Fund
JQC
$708M
$124K 0.01%
+20,958
New +$125K
FLG
877
Flagstar Bank National Association
FLG
$5.95B
$120K 0.01%
4,669
-3,075
-40% -$87.9K
SVM
878
Silvercorp Metals
SVM
$2.09B
$119K 0.01%
16,336
-7,000
-30% -$51.7K
HTGC icon
879
Hercules Capital
HTGC
$3.13B
$117K 0.01%
+10,151
New +$113K
EMBJ
880
Embraer S.A. ADS
EMBJ
$12.6B
$116K 0.01%
23,296
+13,254
+132% +$73.5K
MIK
881
DELISTED
Michaels Stores, Inc
MIK
$116K 0.01%
+12,000
New +$104K
NSL
882
DELISTED
NUVEEN SENIOR INCM FD
NSL
$113K 0.01%
23,290
-4
-0% -$19
ENIC icon
883
Enel Chile
ENIC
$6.13B
$110K 0.01%
30,561
+13,944
+84% +$53K
BRG
884
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$110K 0.01%
14,502
-1,970
-12% -$14.7K
CCLD icon
885
CareCloud
CCLD
$113M
$107K 0.01%
+12,000
New +$121K
TWO
886
Two Harbors Investment
TWO
$1.27B
$107K 0.01%
5,221
-135
-3% -$2.87K
BOXL icon
887
Boxlight
BOXL
$2.11M
$104K 0.01%
+44
New +$120K
JPS
888
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$104K 0.01%
11,746
+40
+0.3% +$356
CLF icon
889
Cleveland-Cliffs
CLF
$6.39B
$103K 0.01%
16,000
-5,550
-26% -$33.4K
M icon
890
Macy's
M
$6.79B
$103K 0.01%
17,985
+4,827
+37% +$32.2K
IHD
891
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$102K 0.01%
15,327
+411
+3% +$2.7K
AWP
892
abrdn Global Premier Properties Fund
AWP
$369M
$100K 0.01%
7,177
+982
+16% +$14.1K
NRO
893
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$100K 0.01%
28,040
+860
+3% +$3.14K
NEPH icon
894
Nephros
NEPH
$37.7M
$99K 0.01%
13,585
-621
-4% -$4.54K
OCSI
895
DELISTED
Oaktree Strategic Income Corporation
OCSI
$98K 0.01%
15,000
-3,000
-17% -$19.4K
PSLV icon
896
Sprott Physical Silver Trust
PSLV
$11.9B
$97K 0.01%
+11,700
New +$102K
IGA
897
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$96K 0.01%
11,500
– –
VER
898
DELISTED
VEREIT, Inc.
VER
$96K 0.01%
2,912
-3,080
-51% -$101K
MAC icon
899
Macerich
MAC
$7.36B
$95K 0.01%
13,950
-500
-3% -$3.93K
TLRY icon
900
Tilray
TLRY
$647M
$93K 0.01%
1,909
+892
+88% +$59.6K
34 35
36
37 38

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.