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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBS icon
851
HubSpot
HUBS
$12.7B
$463K 0.01%
798
-294
-27% -$141K
SAP icon
852
SAP
SAP
$226B
$463K 0.01%
2,996
-1,437
-32% -$208K
VRP icon
853
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$460K 0.01%
19,929
-3,778
-16% -$84.6K
R icon
854
Ryder
R
$10.3B
$460K 0.01%
3,996
-455
-10% -$47.8K
YUM icon
855
Yum! Brands
YUM
$40.3B
$459K 0.01%
3,514
-332
-9% -$41.4K
VIPS icon
856
Vipshop
VIPS
$7.49B
$459K 0.01%
+25,833
New +$403K
ETG
857
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$457K 0.01%
26,750
+800
+3% +$12.7K
BOE icon
858
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$457K 0.01%
46,064
+843
+2% +$8.1K
SYF icon
859
Synchrony
SYF
$25.7B
$453K 0.01%
11,872
+900
+8% +$28.5K
RMBS icon
860
Rambus
RMBS
$10.9B
$453K 0.01%
6,639
-2,103
-24% -$131K
PSK icon
861
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
$453K 0.01%
13,512
-2,656
-16% -$85.4K
SFM icon
862
Sprouts Farmers Market
SFM
$8.03B
$453K 0.01%
9,411
-280
-3% -$12.3K
MTN icon
863
Vail Resorts
MTN
$5.33B
$452K 0.01%
2,099
-590
-22% -$129K
RFMZ
864
RiverNorth Flexible Municipal Income Fund II
RFMZ
$319M
$452K 0.01%
34,530
+7,086
+26% +$89.7K
JQC icon
865
Nuveen Credit Strategies Income Fund
JQC
$707M
$452K 0.01%
86,579
+8,100
+10% +$40.9K
EXP icon
866
Eagle Materials
EXP
$6.63B
$452K 0.01%
2,224
-240
-10% -$42.2K
JHEM icon
867
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$452K 0.01%
17,756
+5,993
+51% +$145K
GRMN
868
Garmin
GRMN
$59.3B
$448K 0.01%
3,482
+50
+1% +$5.8K
IYC icon
869
iShares US Consumer Discretionary ETF
IYC
$1.21B
$446K 0.01%
5,891
+13
+0.2% +$907
PUI icon
870
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
$445K 0.01%
13,960
-1,750
-11% -$53.9K
ANF icon
871
Abercrombie & Fitch
ANF
$4.9B
$445K 0.01%
+5,048
New +$359K
ISTB icon
872
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$443K 0.01%
9,322
-6,456
-41% -$301K
KOF icon
873
Coca-Cola Femsa
KOF
$22.8B
$443K 0.01%
4,681
+286
+7% +$23.8K
QQQX icon
874
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$443K 0.01%
19,130
-1,596
-8% -$35.7K
UFOX
875
Defiance Space and Connective Tech ETF
UFOX
$908M
$442K 0.01%
12,325
-1,554
-11% -$50.2K
33 34
35
36 37

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.