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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLE icon
851
Apple Hospitality REIT
APLE
$3.9B
$444K 0.01%
28,803
+185
+0.6% +$2.83K
FMAY icon
852
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$444K 0.01%
11,590
– –
ACV
853
Virtus Diversified Income & Convertible Fund
ACV
$283M
$444K 0.01%
23,559
+1,859
+9% +$36.4K
JFR icon
854
Nuveen Floating Rate Income Fund
JFR
$1.25B
$443K 0.01%
53,432
+22,421
+72% +$181K
ALL icon
855
Allstate
ALL
$67.5B
$443K 0.01%
3,945
-25,779
-87% -$2.81M
DLR icon
856
Digital Realty Trust
DLR
$71.9B
$443K 0.01%
3,660
+371
+11% +$45.6K
SPHY icon
857
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$443K 0.01%
+19,753
New +$449K
TREX icon
858
Trex
TREX
$4.95B
$441K 0.01%
7,158
+1,872
+35% +$128K
O icon
859
Realty Income
O
$58.7B
$439K 0.01%
8,738
+894
+11% +$51.4K
YPF icon
860
YPF
YPF
$19.4B
$439K 0.01%
+35,800
New +$505K
BTO
861
John Hancock Financial Opportunities Fund
BTO
$818M
$437K 0.01%
16,645
-752
-4% -$20.9K
TER icon
862
Teradyne
TER
$63.5B
$437K 0.01%
4,348
+1,012
+30% +$107K
RPRX icon
863
Royalty Pharma
RPRX
$25.5B
$436K 0.01%
16,050
-6,650
-29% -$198K
UFOX
864
Defiance Space and Connective Tech ETF
UFOX
$911M
$434K 0.01%
13,879
-254
-2% -$8.28K
STE icon
865
Steris
STE
$22.6B
$433K 0.01%
1,972
+269
+16% +$60.9K
AZPN
866
DELISTED
Aspen Technology Inc
AZPN
$432K 0.01%
2,114
+572
+37% +$108K
PSL icon
867
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.1M
$432K 0.01%
5,172
+156
+3% +$13.5K
YANG icon
868
Direxion Daily FTSE China Bear 3X ETF
YANG
$88.4M
$431K 0.01%
+1,978
New +$397K
CTRA
869
DELISTED
Coterra Energy
CTRA
$431K 0.01%
15,621
-73,641
-82% -$2.01M
NFLT icon
870
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$449M
$431K 0.01%
19,989
+5,580
+39% +$122K
SMDV icon
871
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$430K 0.01%
7,606
+1
+0% +$60
HEQ
872
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$429K 0.01%
44,836
+1,996
+5% +$20.8K
KORP icon
873
American Century Diversified Corporate Bond ETF
KORP
$887M
$429K 0.01%
9,641
-4,915
-34% -$222K
EWJ icon
874
iShares MSCI Japan ETF
EWJ
$22.4B
$428K 0.01%
7,104
-692
-9% -$42.7K
QSR icon
875
Restaurant Brands International
QSR
$25.6B
$427K 0.01%
6,358
-45
-0.7% -$3.23K
33 34
35
36 37

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.