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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQE icon
826
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$466K 0.01%
6,238
-12,921
-67% -$1M
SPBO icon
827
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$466K 0.01%
16,906
+163
+1% +$4.61K
VIOO icon
828
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.3B
$465K 0.01%
5,316
-37
-0.7% -$3.41K
PFEB icon
829
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$464K 0.01%
15,249
-500
-3% -$15.5K
OMC icon
830
Omnicom Group
OMC
$22.3B
$462K 0.01%
6,142
+398
+7% +$32.8K
DBX icon
831
Dropbox
DBX
$7.99B
$461K 0.01%
+16,936
New +$462K
CELH icon
832
Celsius Holdings
CELH
$7.56B
$460K 0.01%
8,049
-228
-3% -$12.8K
AJXA
833
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$460K 0.01%
18,720
+2,165
+13% +$53.1K
WFRD icon
834
Weatherford International
WFRD
$6.42B
$459K 0.01%
+5,083
New +$429K
BNKD
835
DELISTED
MicroSectorsTM U.S. Big Banks Index -3X Inverse Leveraged ETNs
BNKD
$457K 0.01%
7,180
+4,660
+185% +$254K
ALVO icon
836
Alvotech
ALVO
$1.3B
$456K 0.01%
50,000
+25,000
+100% +$232K
ETSY icon
837
Etsy
ETSY
$8.2B
$455K 0.01%
7,046
-21
-0.3% -$1.66K
URA icon
838
Global X Uranium ETF
URA
$5.94B
$454K 0.01%
+16,778
New +$394K
PID icon
839
Invesco International Dividend Achievers ETF
PID
$923M
$454K 0.01%
27,146
-492
-2% -$8.72K
IJJ icon
840
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$453K 0.01%
4,468
– –
LSTR icon
841
Landstar System
LSTR
$6.16B
$452K 0.01%
2,554
+1,050
+70% +$202K
CNI icon
842
Canadian National Railway
CNI
$76.9B
$450K 0.01%
4,156
-5,449
-57% -$625K
CHTR icon
843
Charter Communications
CHTR
$18B
$448K 0.01%
1,019
+391
+62% +$163K
GT icon
844
Goodyear
GT
$2.05B
$448K 0.01%
36,041
+1,277
+4% +$17.4K
CG icon
845
Carlyle Group
CG
$18.3B
$447K 0.01%
14,829
-8,681
-37% -$280K
BAUG icon
846
Innovator US Equity Buffer ETF August
BAUG
$199M
$446K 0.01%
13,519
+5,985
+79% +$203K
IEF icon
847
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$446K 0.01%
4,867
-14,116
-74% -$1.33M
LBTYK icon
848
Liberty Global Class C
LBTYK
$3.59B
$446K 0.01%
24,014
-4,911
-17% -$94.5K
FPL
849
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$444K 0.01%
71,001
+5,001
+8% +$31.4K
RCL icon
850
Royal Caribbean
RCL
$87.1B
$444K 0.01%
4,821
-1,935
-29% -$194K
32 33
34
35 36

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.