We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
826
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
$451K 0.01%
21,179
+1,874
+10% +$40.3K
NCLH icon
827
Norwegian Cruise Line
NCLH
$9.07B
$449K 0.01%
16,609
-807
-5% -$20.5K
ALL icon
828
Allstate
ALL
$67.6B
$447K 0.01%
3,508
+635
+22% +$83.9K
MRSH
829
Marsh
MRSH
$92B
$447K 0.01%
2,961
-718
-20% -$109K
SNA icon
830
Snap-on
SNA
$21.2B
$447K 0.01%
2,140
+806
+60% +$179K
PDCE
831
DELISTED
PDC Energy, Inc.
PDCE
$447K 0.01%
9,423
-897
-9% -$37.4K
FDD icon
832
First Trust STOXX European Select Dividend Income Fund
FDD
$894M
$446K 0.01%
32,071
+40
+0.1% +$584
EFAV icon
833
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$445K 0.01%
5,906
-12
-0.2% -$932
BXMX
834
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$444K 0.01%
31,146
+3,685
+13% +$54K
QRVO icon
835
Qorvo
QRVO
$7.89B
$443K 0.01%
2,629
+46
+2% +$8.55K
PSK icon
836
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$442K 0.01%
10,165
-1,153
-10% -$50.4K
PSTH
837
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$441K 0.01%
22,361
-43,600
-66% -$884K
ONEQ icon
838
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$440K 0.01%
7,819
+2,005
+34% +$116K
VIOV icon
839
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.88B
$440K 0.01%
5,048
+28
+0.6% +$2.44K
WDI
840
Western Asset Diversified Income Fund
WDI
$677M
$440K 0.01%
+22,857
New +$456K
SILV
841
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$440K 0.01%
63,000
– –
DFAC icon
842
Dimensional US Core Equity 2 ETF
DFAC
$48.5B
$437K 0.01%
16,422
-673
-4% -$18.3K
EDIV icon
843
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$437K 0.01%
14,733
-1,387
-9% -$41.4K
MLPB icon
844
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$251M
$436K 0.01%
28,035
-50
-0.2% -$773
GGME icon
845
Invesco Next Gen Media and Gaming ETF
GGME
$44.8M
$435K 0.01%
8,088
+1
+0% +$54
WY icon
846
Weyerhaeuser
WY
$18.2B
$435K 0.01%
12,207
-445
-4% -$15.6K
BIO icon
847
Bio-Rad Laboratories Class A
BIO
$8.96B
$432K 0.01%
579
+255
+79% +$191K
CIEN icon
848
Ciena
CIEN
$55.3B
$432K 0.01%
8,402
– –
NWBI icon
849
Northwest Bancshares
NWBI
$2.32B
$432K 0.01%
32,519
+3,580
+12% +$47K
OXLC
850
Oxford Lane Capital
OXLC
$903M
$432K 0.01%
11,979
+1,029
+9% +$37.3K
32 33
34
35 36

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.