We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTF icon
801
Invesco Dorsey Wright Technology Momentum ETF
PTF
$616M
$474K 0.02%
9,450
– –
FCT
802
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$472K 0.02%
38,541
-3,843
-9% -$47.6K
BSJO
803
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$472K 0.02%
18,840
+925
+5% +$23.2K
VSS icon
804
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$470K 0.02%
3,506
-160
-4% -$22K
MJ icon
805
Amplify Alternative Harvest ETF
MJ
$104M
$468K 0.01%
2,705
+1,305
+93% +$266K
QS icon
806
QuantumScape Corp
QS
$3.28B
$468K 0.01%
19,052
+5,178
+37% +$118K
BBIG
807
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$468K 0.01%
5,366
+3,455
+181% +$233K
CDK
808
DELISTED
CDK Global, Inc.
CDK
$468K 0.01%
10,988
+3,110
+39% +$140K
KBWD icon
809
Invesco KBW High Dividend Yield Financial ETF
KBWD
$415M
$466K 0.01%
+22,873
New +$468K
DELL icon
810
Dell
DELL
$277B
$465K 0.01%
8,804
-451
-5% -$22.5K
RGEN icon
811
Repligen
RGEN
$8.3B
$465K 0.01%
+1,608
New +$413K
FRC
812
DELISTED
First Republic Bank
FRC
$465K 0.01%
2,410
+113
+5% +$22.2K
B
813
Barrick Mining
B
$62.6B
$464K 0.01%
25,655
-20,007
-44% -$402K
ECAT icon
814
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.51B
$463K 0.01%
+23,000
New +$461K
BBY icon
815
Best Buy
BBY
$18B
$462K 0.01%
4,366
-555
-11% -$62.3K
BGY icon
816
BlackRock Enhanced International Dividend Trust
BGY
$526M
$462K 0.01%
75,033
+8,074
+12% +$51.4K
DXCM icon
817
DexCom
DXCM
$32.9B
$459K 0.01%
3,560
+640
+22% +$80.7K
NRG icon
818
NRG Energy
NRG
$29.2B
$458K 0.01%
11,214
+646
+6% +$27.5K
IGD
819
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$457K 0.01%
77,335
+4,109
+6% +$24.9K
DECK icon
820
Deckers Outdoor
DECK
$13.6B
$455K 0.01%
+7,560
New +$518K
IVOV icon
821
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.35B
$455K 0.01%
5,710
– –
TEX icon
822
Terex
TEX
$7.36B
$455K 0.01%
10,139
-3,356
-25% -$159K
WSM icon
823
Williams-Sonoma
WSM
$28.2B
$455K 0.01%
5,116
-214
-4% -$18.1K
ANSS
824
DELISTED
Ansys
ANSS
$454K 0.01%
1,332
+520
+64% +$188K
USHY icon
825
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$453K 0.01%
10,897
+750
+7% +$31.2K
31 32
33
34 35

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.