B. Riley Wealth Advisors’s BlackRock ESG Capital Allocation Term Trust ECAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-36,949	Closed	-$690K	–	1421
2021 Q4	$690K	Buy	36,949 +13,949	+61%	+$260K	0.02%	662
2021 Q3	$463K	Buy	+23,000	New	+$463K	0.01%	814