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BlackRock ESG Capital Allocation Term Trust
ECAT

34 hedge funds and large institutions have $146M invested in BlackRock ESG Capital Allocation Term Trust in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 9 increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,300% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 1

359% more capital invested

Capital invested by funds: $31.9M → $146M (+$114M)

209% more funds holding

Funds holding: 11 → 34 (+23)

6.13% more ownership

Funds ownership: 1.56% → 7.68% (+6.1%)

Holders
34
Holders Change
+23
Holders Change %
+209.09%
% of All Funds
0.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
24
Increased
9
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$51.9M
2
KIM
Karpus Investment Management
New York
+$28M
3
UBS Group
UBS Group
Switzerland
+$7.61M
4
Morgan Stanley
Morgan Stanley
New York
+$7.27M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
+$4.47M

Top Sellers

Rank Fund Capital Flow
1
TAM
TFG Asset Management
Cayman Islands
-$3.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$54M +$51.9M +2,683,468 +1,265%
KIM
2
Karpus Investment Management
New York
$27M +$28M +1,447,868 New
Morgan Stanley
3
Morgan Stanley
New York
$25.7M +$7.27M +375,536 +37%
UBS Group
4
UBS Group
Switzerland
$8.21M +$7.61M +393,266 +838%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4.31M +$4.47M +230,868 New
Bank of America
6
Bank of America
North Carolina
$3.9M +$3.89M +200,869 +2,363%
WAM
7
Wolverine Asset Management
Illinois
$2.75M +$2.86M +147,665 New
Wells Fargo
8
Wells Fargo
California
$2.75M +$2.74M +141,566 +2,462%
Cohen & Steers
9
Cohen & Steers
New York
$2.53M +$690K +35,652 +36%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.85M +$1.9M +97,975 +9,798%
AGP
11
Autumn Glory Partners
Texas
$1.4M +$1.46M +75,200 New
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$1.35M +$1.4M +72,485 New
Stifel Financial
13
Stifel Financial
Missouri
$1.1M +$1.14M +59,077 New
Walleye Capital
14
Walleye Capital
New York
$1.03M +$1.07M +55,491 New
Ameriprise
15
Ameriprise
Minnesota
$965K +$1M +51,721 New
CCP
16
Clough Capital Partners
Massachusetts
$873K +$906K +46,800 New
Truist Financial
17
Truist Financial
North Carolina
$860K +$408K +21,100 +84%
1CP
18
1607 Capital Partners
Virginia
$707K +$733K +37,899 New
BRWA
19
B. Riley Wealth Advisors
Florida
$690K +$270K +13,949 +61%
MIG
20
Mariner Investment Group
New York
$605K +$627K +32,420 New
DWM
21
Dakota Wealth Management
Florida
$552K +$573K +29,600 New
Nomura Holdings
22
Nomura Holdings
Japan
$429K +$445K +23,000 New
Osaic Holdings
23
Osaic Holdings
Arizona
$411K +$420K +21,710 New
TSS
24
Two Sigma Securities
New York
$326K +$338K +17,474 New
WS
25
Wedbush Securities
California
$290K +$301K +15,550 New
1
2

ECAT Hedge Fund Activity: Q4 2021 in Review

34 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in BlackRock ESG Capital Allocation Term Trust (ECAT) for Q4 2021, worth a combined $146M — up 359% from $31.9M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new ECAT positions and 1 closed out — a net gain of 23 holders — while 9 added to existing stakes and 0 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $51.9M. The largest seller was TFG Asset Management, exiting entirely with an estimated $3.02M sold.

  • 34 institutional investors held BlackRock ESG Capital Allocation Term Trust (ECAT) as of Q4 2021, up from 11 in Q3 2021.
  • Funds reported $146M of BlackRock ESG Capital Allocation Term Trust stock for Q4 2021, up 359% quarter-over-quarter.
  • 24 funds opened new BlackRock ESG Capital Allocation Term Trust positions in Q4 2021 and 1 closed out, a net change of +23 holders.
  • The largest BlackRock ESG Capital Allocation Term Trust buyer in Q4 2021 was Rivernorth Capital Management, an estimated $51.9M added.
  • The largest BlackRock ESG Capital Allocation Term Trust seller in Q4 2021 was TFG Asset Management, an estimated $3.02M sold.

Based on aggregated 13F filings for Q4 2021.