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BlackRock ESG Capital Allocation Term Trust

74 hedge funds and large institutions have $772M invested in BlackRock ESG Capital Allocation Term Trust in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more capital invested

Capital invested by funds: $591M → $772M (+$181M)

7.73% more ownership

Funds ownership: 39.18%46.91% (+7.7%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

3% less funds holding

Funds holding: 7674 (-2)

20% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 30

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
74
Holders Change
-2
Holders Change %
-2.63%
% of All Funds
1.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
12
Increased
24
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$388M +$133M +8,712,897 +57%
Morgan Stanley
2
Morgan Stanley
New York
$99.7M +$21.5M +1,409,357 +30%
RCM
3
Rivernorth Capital Management
Florida
$49.9M -$23.2M -1,524,327 -33%
SIA
4
Sit Investment Associates
Minnesota
$34.1M +$2.43M +159,748 +8%
KIM
5
Karpus Investment Management
New York
$26.2M -$711K -46,681 -3%
Invesco
6
Invesco
Georgia
$20.6M -$109K -7,151 -0.6%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$19M +$17.9M +1,175,938 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.3M +$4.93M +323,485 +74%
UBS Group
9
UBS Group
Switzerland
$11.6M -$1.22M -79,977 -10%
Cohen & Steers
10
Cohen & Steers
New York
$10.4M -$990K -65,000 -9%
AC
11
Almitas Capital
California
$10.1M -$5.71M -374,667 -38%
Bank of America
12
Bank of America
North Carolina
$8.79M +$56K +3,678 +0.7%
RVPG
13
Relative Value Partners Group
$8.33M +$1.42M +93,034 +22%
AAM
14
Advisors Asset Management
Colorado
$8.27M +$594K +38,962 +8%
Wells Fargo
15
Wells Fargo
California
$7.9M -$172K -11,304 -2%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$7.44M
COLIM
17
City of London Investment Management
United Kingdom
$5.51M -$2.29M -150,000 -31%
IA
18
Icon Advisers
Colorado
$4.87M +$4.6M +302,202 New
PMG
19
Private Management Group
California
$3.48M -$56.1K -3,683 -2%
Goldman Sachs
20
Goldman Sachs
New York
$2.41M -$169K -11,063 -7%
AP
21
Americana Partners
Texas
$2.35M +$9.84K +646 +0.4%
HI
22
HBK Investments
Texas
$2M
Stifel Financial
23
Stifel Financial
Missouri
$1.99M -$43.7K -2,867 -2%
Qube Research & Technologies (QRT)
24
Qube Research & Technologies (QRT)
United Kingdom
$1.97M
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$1.75M +$294K +19,325 +22%

ECAT Hedge Fund Activity: Q4 2023 in Review

74 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in BlackRock ESG Capital Allocation Term Trust (ECAT) for Q4 2023, worth a combined $772M — up 31% from $591M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ECAT and 12 opened new positions — a net loss of 1 holder — while 30 trimmed existing stakes and 24 added.

The largest buyer was Saba Capital Management, adding an estimated $133M. The largest seller was Rivernorth Capital Management, cutting an estimated $23.2M.

  • 74 institutional investors held BlackRock ESG Capital Allocation Term Trust (ECAT) as of Q4 2023, down from 76 in Q3 2023.
  • Funds reported $772M of BlackRock ESG Capital Allocation Term Trust stock for Q4 2023, up 31% quarter-over-quarter.
  • 12 funds opened new BlackRock ESG Capital Allocation Term Trust positions in Q4 2023 and 13 closed out, a net change of -1 holder.
  • The largest BlackRock ESG Capital Allocation Term Trust buyer in Q4 2023 was Saba Capital Management, an estimated $133M added.
  • The largest BlackRock ESG Capital Allocation Term Trust seller in Q4 2023 was Rivernorth Capital Management, an estimated $23.2M sold.

Based on aggregated 13F filings for Q4 2023.