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BlackRock ESG Capital Allocation Term Trust

37 hedge funds and large institutions have $201M invested in BlackRock ESG Capital Allocation Term Trust in 2022 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 15 increasing their positions, 4 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 4

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

37% more capital invested

Capital invested by funds: $146M → $201M (+$54.4M)

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

9% more funds holding

Funds holding: 3437 (+3)

4.12% more ownership

Funds ownership: 7.68%11.8% (+4.1%)

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.58%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
15
Increased
15
Reduced
4
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$63.5M +$15.5M +914,309 +32%
Morgan Stanley
2
Morgan Stanley
New York
$34.1M +$11.3M +666,867 +48%
KIM
3
Karpus Investment Management
New York
$28.1M +$4M +236,932 +16%
PPA
4
Parametric Portfolio Associates
Washington
$15.2M +$15.4M +912,778 New
Bank of America
5
Bank of America
North Carolina
$11.8M +$8.45M +499,966 +239%
Wells Fargo
6
Wells Fargo
California
$5.52M +$3.11M +184,198 +125%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$5.11M +$1.28M +75,732 +33%
WAM
8
Wolverine Asset Management
Illinois
$4.82M +$2.39M +141,641 +96%
UBS Group
9
UBS Group
Switzerland
$4.71M -$2.66M -157,544 -36%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.09M +$2.48M +146,438 +148%
1CP
11
1607 Capital Partners
Virginia
$3.96M +$3.37M +199,612 +527%
Cohen & Steers
12
Cohen & Steers
New York
$3.35M +$1.1M +65,121 +48%
BI
13
Bulldog Investors
New Jersey
$3.21M +$3.26M +192,623 New
H6H
14
Hightower 6M Holding
Kansas
$2.37M +$2.4M +141,984 New
Citadel Advisors
15
Citadel Advisors
Florida
$1.6M +$1.62M +95,992 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.21M
RVPG
17
Relative Value Partners Group
$1.05M +$1.07M +63,218 New
Stifel Financial
18
Stifel Financial
Missouri
$1.01M +$23.8K +1,407 +2%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$800K +$572K +33,840 +239%
SFS
20
Shaker Financial Services
Virginia
$798K +$810K +47,897 New
Ameriprise
21
Ameriprise
Minnesota
$682K -$183K -10,806 -21%
MIG
22
Mariner Investment Group
New York
$542K +$1.86K +110 +0.3%
DWM
23
Dakota Wealth Management
Florida
$493K
AAM
24
Advisors Asset Management
Colorado
$450K +$457K +27,030 New
Truist Financial
25
Truist Financial
North Carolina
$441K -$332K -19,650 -43%

ECAT Hedge Fund Activity: Q1 2022 in Review

37 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in BlackRock ESG Capital Allocation Term Trust (ECAT) for Q1 2022, worth a combined $201M — up 37% from $146M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ECAT positions and 12 closed out — a net gain of 3 holders — while 15 added to existing stakes and 4 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $15.5M. The largest seller was UBS Group, cutting an estimated $2.66M.

  • 37 institutional investors held BlackRock ESG Capital Allocation Term Trust (ECAT) as of Q1 2022, up from 34 in Q4 2021.
  • Funds reported $201M of BlackRock ESG Capital Allocation Term Trust stock for Q1 2022, up 37% quarter-over-quarter.
  • 15 funds opened new BlackRock ESG Capital Allocation Term Trust positions in Q1 2022 and 12 closed out, a net change of +3 holders.
  • The largest BlackRock ESG Capital Allocation Term Trust buyer in Q1 2022 was Rivernorth Capital Management, an estimated $15.5M added.
  • The largest BlackRock ESG Capital Allocation Term Trust seller in Q1 2022 was UBS Group, an estimated $2.66M sold.

Based on aggregated 13F filings for Q1 2022.