We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
801
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
– –
-50
Closed -$3.27K
EFG icon
802
iShares MSCI EAFE Growth ETF
EFG
$16.5B
– –
-195
Closed -$14.1K
EFT
803
Eaton Vance Floating-Rate Income Trust
EFT
$280M
– –
-6,677
Closed -$101K
EFV icon
804
iShares MSCI EAFE Value ETF
EFV
$31.9B
– –
-189
Closed -$11.1K
EFX icon
805
Equifax
EFX
$19.1B
– –
-474
Closed -$34.4K
EFZ icon
806
ProShares Trust Short MSCI EAFE
EFZ
$10.4M
– –
-724
Closed -$45.5K
EG icon
807
Everest Group
EG
$14.5B
– –
-2
Closed -$347
EGBN icon
808
Eagle Bancorp
EGBN
$866M
– –
-2,552
Closed -$86.1K
EGP icon
809
EastGroup Properties
EGP
$10.7B
– –
-483
Closed -$31K
EHI
810
Western Asset Global High Income Fund
EHI
$169M
– –
-2,200
Closed -$28.3K
EIDO icon
811
iShares MSCI Indonesia ETF
EIDO
$495M
– –
-372
Closed -$9.8K
EIM
812
Eaton Vance Municipal Bond Fund
EIM
$467M
– –
-3,500
Closed -$43.5K
EIS icon
813
iShares MSCI Israel ETF
EIS
$909M
– –
-440
Closed -$23K
EL icon
814
Estee Lauder
EL
$34.8B
– –
-20
Closed -$1.49K
ELP
815
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-3,450
Closed -$21.1K
ELS icon
816
Equity Lifestyle Properties
ELS
$11.9B
– –
-912
Closed -$20.1K
EMB icon
817
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.3B
– –
-600
Closed -$69.2K
EMF
818
Templeton Emerging Markets Fund
EMF
$335M
– –
-115
Closed -$2.1K
EMLP icon
819
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
– –
-781
Closed -$21.1K
ENB icon
820
Enbridge
ENB
$106B
– –
-557
Closed -$26.4K
ENOV icon
821
Enovis
ENOV
$1.08B
– –
-1,133
Closed -$145K
ENS icon
822
EnerSys
ENS
$6.38B
– –
-7
Closed -$467
ENTG icon
823
Entegris
ENTG
$20.5B
– –
-247
Closed -$3.39K
EOD
824
Allspring Global Dividend Opportunity Fund
EOD
$279M
– –
-5,184
Closed -$44K
EOI
825
Eaton Vance Enhanced Equity Income Fund
EOI
$801M
– –
-775
Closed -$10.7K
31 32
33
34 35

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.