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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMQQ icon
776
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$279M
$247K 0.01%
+4,789
New +$247K
SCHH icon
777
Schwab US REIT ETF
SCHH
$11.5B
$247K 0.01%
13,938
+952
+7% +$17.1K
USAS
778
Americas Gold and Silver
USAS
$1.38B
$246K 0.01%
37,200
+4,200
+13% +$31.1K
SGEN
779
DELISTED
Seagen Inc. Common Stock
SGEN
$246K 0.01%
1,261
-38
-3% -$6.36K
SITE icon
780
SiteOne Landscape Supply
SITE
$4.33B
$244K 0.01%
1,999
+46
+2% +$5.51K
WHR icon
781
Whirlpool
WHR
$2.54B
$243K 0.01%
1,318
-574
-30% -$95.4K
RVNC
782
DELISTED
Revance Therapeutics, Inc.
RVNC
$243K 0.01%
9,645
+1,280
+15% +$33.6K
NUAN
783
DELISTED
Nuance Communications, Inc.
NUAN
$243K 0.01%
+7,464
New +$217K
UTF icon
784
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$242K 0.01%
+10,849
New +$249K
DES icon
785
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$241K 0.01%
+11,396
New +$248K
WFC.PRL icon
786
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$241K 0.01%
179
-55
-24% -$74.3K
EOI
787
Eaton Vance Enhanced Equity Income Fund
EOI
$818M
$240K 0.01%
16,390
-1,993
-11% -$30K
IFV icon
788
First Trust Dorsey Wright International Focus 5 ETF
IFV
$230M
$240K 0.01%
12,765
-300
-2% -$5.6K
AZPN
789
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$240K 0.01%
+1,892
New +$240K
DG icon
790
Dollar General
DG
$28.2B
$239K 0.01%
1,147
+88
+8% +$17.3K
SONO icon
791
Sonos
SONO
$1.87B
$238K 0.01%
+15,800
New +$233K
OXLC
792
Oxford Lane Capital
OXLC
$903M
$237K 0.01%
10,761
-361
-3% -$7.73K
MIME
793
DELISTED
Mimecast Limited
MIME
$235K 0.01%
+5,000
New +$227K
ABEV icon
794
Ambev
ABEV
$47.1B
$234K 0.01%
95,879
+4,587
+5% +$11.5K
APTV icon
795
Aptiv
APTV
$12.1B
$233K 0.01%
2,554
-213
-8% -$17.9K
PMT
796
PennyMac Mortgage Investment
PMT
$823M
$233K 0.01%
+14,450
New +$256K
CS
797
DELISTED
Credit Suisse Group
CS
$233K 0.01%
22,945
+8,728
+61% +$93.5K
PNR icon
798
Pentair
PNR
$10.7B
$232K 0.01%
+5,078
New +$221K
VTA
799
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$230K 0.01%
24,879
+5
+0% +$45
VSLR
800
DELISTED
VIVINT SOLAR, INC.
VSLR
$230K 0.01%
+5,429
New +$140K
30 31
32
33 34

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.