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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
751
Illumina
ILMN
$29.5B
$205K 0.02%
+633
New +$192K
NTRS icon
752
Northern Trust
NTRS
$21.8B
$205K 0.02%
+1,926
New +$197K
CQP icon
753
Cheniere Energy
CQP
$30.5B
$204K 0.02%
5,119
+433
+9% +$18.2K
WAB icon
754
Wabtec
WAB
$49.3B
$204K 0.02%
2,609
-311
-11% -$23K
TMUS icon
755
T-Mobile US
TMUS
$195B
$203K 0.02%
+2,588
New +$204K
BSX icon
756
Boston Scientific
BSX
$68.4B
$202K 0.02%
4,440
-6,766
-60% -$283K
VOE icon
757
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$202K 0.02%
+1,692
New +$195K
VMW
758
DELISTED
VMware, Inc
VMW
$202K 0.02%
1,328
-1,235
-48% -$194K
REET icon
759
iShares Global REIT ETF
REET
$5.14B
$201K 0.02%
+7,269
New +$204K
OCCI
760
OFS Credit Co
OCCI
$70.5M
$198K 0.02%
14,417
+2,048
+17% +$30.8K
SVM
761
Silvercorp Metals
SVM
$2.02B
$197K 0.02%
34,653
-997
-3% -$4.64K
IHD
762
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$196K 0.02%
24,472
+1,126
+5% +$8.41K
PRVB
763
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$194K 0.02%
+13,000
New +$116K
SWN
764
DELISTED
Southwestern Energy Company
SWN
$192K 0.02%
97,712
-1,300
-1% -$2.69K
EDF
765
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$191K 0.02%
13,850
+2,600
+23% +$34.7K
CS
766
DELISTED
Credit Suisse Group
CS
$191K 0.02%
14,134
+202
+1% +$2.58K
GNT
767
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$185K 0.02%
31,003
+2,221
+8% +$13.1K
FRA icon
768
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$180K 0.02%
13,839
+3,536
+34% +$45.5K
BCS icon
769
Barclays
BCS
$87.8B
$176K 0.02%
18,346
+1,591
+9% +$13.7K
CHY
770
Calamos Convertible and High Income Fund
CHY
$978M
$172K 0.01%
15,060
-9,164
-38% -$103K
BGB
771
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$168K 0.01%
11,654
+847
+8% +$12K
FBIO icon
772
Fortress Biotech
FBIO
$111M
$167K 0.01%
4,517
+614
+16% +$15.8K
GOGO icon
773
Gogo Inc
GOGO
$525M
$164K 0.01%
25,601
– –
GARS
774
DELISTED
Garrison Capital Inc.
GARS
$158K 0.01%
27,100
+1,900
+8% +$11.8K
BNY
775
DELISTED
BlackRock New York Municipal Income Trust
BNY
$152K 0.01%
10,813
+28
+0.3% +$391
29 30
31
32 33

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.