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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIOD icon
751
Diodes
DIOD
$4.12B
– –
-252
Closed -$7.3K
DJP icon
752
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
– –
-14
Closed -$565
DKS icon
753
Dick's Sporting Goods
DKS
$11B
– –
-655
Closed -$30.5K
DLN icon
754
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
– –
-40
Closed -$1.42K
DLR icon
755
Digital Realty Trust
DLR
$67.2B
– –
-692
Closed -$40.3K
DLS icon
756
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
– –
-600
Closed -$38.9K
DLTR icon
757
Dollar Tree
DLTR
$21.1B
– –
-902
Closed -$49.1K
DLX icon
758
Deluxe
DLX
$1.08B
– –
-520
Closed -$30.5K
DMLP icon
759
Dorchester Minerals
DMLP
$1.45B
– –
-285
Closed -$8.7K
DNL icon
760
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
– –
-4,704
Closed -$126K
DNOW icon
761
DNOW Inc
DNOW
$2.82B
– –
-207
Closed -$7.5K
DNP icon
762
DNP Select Income Fund
DNP
$3.86B
– –
-2,100
Closed -$22.1K
DOG
763
ProShares Short Dow30
DOG
$122M
– –
-4,648
Closed -$235K
DON icon
764
WisdomTree US MidCap Dividend Fund
DON
$3.9B
– –
-6,690
Closed -$182K
DOV icon
765
Dover
DOV
$25.4B
– –
-4,855
Closed -$357K
DOX icon
766
Amdocs
DOX
$6.41B
– –
-252
Closed -$11.7K
DPZ icon
767
Domino's
DPZ
$9.97B
– –
-432
Closed -$31.6K
DRI icon
768
Darden Restaurants
DRI
$23.6B
– –
-180
Closed -$7.44K
DRRX
769
DELISTED
DURECT Corp
DRRX
– –
-500
Closed -$9.1K
DSI icon
770
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
– –
-400
Closed -$14.6K
DSL
771
DoubleLine Income Solutions Fund
DSL
$1.17B
– –
-22,764
Closed -$256K
DSM
772
BNY Mellon Strategic Municipal Bond Fund
DSM
$270M
– –
-3,000
Closed -$24.9K
DSX icon
773
Diana Shipping
DSX
$372M
– –
-2,861
Closed -$21.8K
DTD icon
774
WisdomTree US Total Dividend Fund
DTD
$1.62B
– –
-600
Closed -$21.5K
DTE icon
775
DTE Energy
DTE
$27.2B
– –
-291
Closed -$19.3K
29 30
31
32 33

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.