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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTR icon
726
Nutrien
NTR
$33.9B
$203K 0.02%
4,038
-809
-17% -$41.3K
OCSI
727
DELISTED
Oaktree Strategic Income Corporation
OCSI
$203K 0.02%
24,500
-1,000
-4% -$8.25K
CIBR icon
728
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$202K 0.02%
+7,296
New +$211K
CTAS icon
729
Cintas
CTAS
$86.6B
$202K 0.02%
+3,004
New +$192K
SYF icon
730
Synchrony
SYF
$24.4B
$202K 0.02%
+5,914
New +$203K
YUM icon
731
Yum! Brands
YUM
$41.9B
$202K 0.02%
+1,774
New +$203K
MJ icon
732
Amplify Alternative Harvest ETF
MJ
$96.9M
$201K 0.02%
805
-639
-44% -$206K
BHAT
733
DELISTED
Blue Hat Interactive Entertainment Technology
BHAT
$198K 0.02%
+1
New +$169K
OCCI
734
OFS Credit Co
OCCI
$70.5M
$196K 0.02%
12,369
-1,007
-8% -$15.5K
SWN
735
DELISTED
Southwestern Energy Company
SWN
$192K 0.02%
99,012
+33,263
+51% +$71.4K
PMO
736
Franklin Municipal Opportunities Trust
PMO
$282M
$184K 0.02%
14,028
+2,274
+19% +$29.8K
GLV
737
Clough Global Dividend & Income Fund
GLV
$77.6M
$183K 0.02%
+16,821
New +$183K
GARS
738
DELISTED
Garrison Capital Inc.
GARS
$175K 0.02%
25,200
+5,975
+31% +$41.8K
X
739
DELISTED
US Steel
X
$172K 0.02%
+14,822
New +$191K
CS
740
DELISTED
Credit Suisse Group
CS
$171K 0.02%
13,932
-125
-0.9% -$1.5K
IHD
741
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$168K 0.02%
23,346
+562
+2% +$4.05K
GNT
742
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$165K 0.02%
28,782
+2,288
+9% +$13.3K
MRO
743
DELISTED
Marathon Oil Corporation
MRO
$160K 0.02%
12,978
-96
-0.7% -$1.24K
BGB
744
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$158K 0.02%
+10,807
New +$159K
GOGO icon
745
Gogo Inc
GOGO
$525M
$155K 0.02%
25,601
– –
WEA
746
Western Asset Premier Bond Fund
WEA
$123M
$155K 0.02%
10,871
-2
-0% -$28
EOI
747
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
$154K 0.02%
+10,167
New +$154K
TEUM
748
DELISTED
Pareteum Corporation
TEUM
$154K 0.02%
118,840
+17,790
+18% +$46.7K
BNY
749
DELISTED
BlackRock New York Municipal Income Trust
BNY
$153K 0.02%
10,785
+44
+0.4% +$613
EDF
750
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$148K 0.01%
11,250
– –
28 29
30
31 32

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.