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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
726
Cemex
CX
$14.7B
– –
-2,544
Closed -$29.9K
CXT icon
727
Crane NXT
CXT
$2.72B
– –
-823
Closed -$21.3K
CXW icon
728
CoreCivic
CXW
$3.45B
– –
-887
Closed -$29.1K
DAN icon
729
Dana Inc
DAN
$3.22B
– –
-4,002
Closed -$97.7K
DB icon
730
Deutsche Bank
DB
$72.1B
– –
-190
Closed -$5.98K
DBA icon
731
Invesco DB Agriculture Fund
DBA
$1.25B
– –
-1,125
Closed -$30.9K
DBI icon
732
Designer Brands
DBI
$309M
– –
-600
Closed -$16.8K
DBJP icon
733
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$713M
– –
-100
Closed -$3.67K
DBL
734
DoubleLine Opportunistic Credit Fund
DBL
$273M
– –
-366
Closed -$8.66K
DCI icon
735
Donaldson
DCI
$10B
– –
-311
Closed -$13.1K
DDD icon
736
3D Systems Corp
DDD
$522M
– –
-1,151
Closed -$68.8K
DDS icon
737
Dillards
DDS
$10.1B
– –
-3
Closed -$382
DE icon
738
Deere & Co
DE
$181B
– –
-1,463
Closed -$133K
DEI icon
739
Douglas Emmett
DEI
$1.74B
– –
-1,138
Closed -$32.1K
DEM icon
740
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
– –
-1,916
Closed -$99.3K
DEO icon
741
Diageo
DEO
$48.3B
– –
-338
Closed -$43K
DES icon
742
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
– –
-5,430
Closed -$127K
DEW icon
743
WisdomTree Global High Dividend Fund
DEW
$160M
– –
-550
Closed -$27.2K
DFJ icon
744
WisdomTree Japan SmallCap Dividend Fund
DFJ
$454M
– –
-600
Closed -$32.1K
DFP
745
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$401M
– –
-5,500
Closed -$130K
DG icon
746
Dollar General
DG
$27.1B
– –
-630
Closed -$36.1K
DGX icon
747
Quest Diagnostics
DGX
$27.3B
– –
-476
Closed -$27.9K
DHX icon
748
DHI Group
DHX
$215M
– –
-24
Closed -$183
DHY
749
UBS Asset Management High Yield Credit Fund
DHY
$224M
– –
-2,000
Closed -$6.5K
DIM icon
750
WisdomTree International MidCap Dividend Fund
DIM
$163M
– –
-545
Closed -$33.6K
28 29
30
31 32

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.