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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIE icon
726
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$235M
– –
-4,504
Closed -$81K
PIZ icon
727
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
– –
-3,851
Closed -$81K
PMF
728
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-4,724
Closed -$60K
PPC icon
729
Pilgrim's Pride
PPC
$7.09B
– –
-7,005
Closed -$105K
PRFZ icon
730
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.78B
– –
-12,415
Closed -$201K
PZG icon
731
Paramount Gold Nevada
PZG
$93.5M
– –
-22,560
Closed -$27K
SEE
732
DELISTED
Sealed Air
SEE
– –
-3,814
Closed -$91K
SLB icon
733
SLB Ltd
SLB
$74.2B
– –
-2,668
Closed -$191K
SMN icon
734
ProShares UltraShort Materials
SMN
$3.87M
– –
-133
Closed -$113K
SPH icon
735
Suburban Propane Partners
SPH
$1.24B
– –
-4,094
Closed -$190K
SRPT icon
736
Sarepta Therapeutics
SRPT
$1.63B
– –
-2,375
Closed -$90K
SYY icon
737
Sysco
SYY
$40.7B
– –
-2,491
Closed -$85K
TBF icon
738
ProShares Short 20+ Year Treasury ETF
TBF
$85.7M
– –
-3,429
Closed -$108K
THC icon
739
Tenet Healthcare
THC
$22.6B
– –
-2,101
Closed -$97K
THD icon
740
iShares MSCI Thailand ETF
THD
$364M
– –
-2,091
Closed -$164K
TLH icon
741
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
– –
-1,434
Closed -$182K
TLPH icon
742
Talphera
TLPH
$67.5M
– –
-605
Closed -$112K
TM icon
743
Toyota
TM
$221B
– –
-1,370
Closed -$165K
TTI icon
744
TETRA Technologies
TTI
$1.07B
– –
-6,000
Closed -$62K
UPV icon
745
ProShares Ultra FTSE Europe
UPV
$16.5M
– –
-2,487
Closed -$85K
VGI
746
Virtus Global Multi-Sector Income Fund
VGI
$81.8M
– –
-5,000
Closed -$87K
VNQI icon
747
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
– –
-2,506
Closed -$134K
VPV icon
748
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
– –
-13,395
Closed -$181K
VTN icon
749
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
– –
-4,022
Closed -$59K
WEC icon
750
WEC Energy
WEC
$37B
– –
-2,257
Closed -$93K
28 29
30
31 32

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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.