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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
51
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$2.23M 0.45%
99,750
-13,700
-12% -$306K
VTI icon
52
Vanguard Total Stock Market ETF
VTI
$646B
$2.21M 0.45%
19,130
-5,410
-22% -$609K
XLK icon
53
State Street Technology Select Sector SPDR ETF
XLK
$109B
$2.19M 0.45%
90,610
-10,704
-11% -$255K
SRLN icon
54
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$2.06M 0.42%
43,465
-1,921
-4% -$90.8K
MCD icon
55
McDonald's
MCD
$193B
$2.05M 0.42%
16,849
-1,687
-9% -$198K
GILD icon
56
Gilead Sciences
GILD
$165B
$2.03M 0.41%
28,336
-1,332
-4% -$99K
GSK icon
57
GSK
GSK
$107B
$2.03M 0.41%
42,211
-2,393
-5% -$118K
PSX icon
58
Phillips 66
PSX
$82.9B
$2.03M 0.41%
23,494
-4,026
-15% -$335K
CSCO icon
59
Cisco
CSCO
$443B
$2.02M 0.41%
66,689
-3,225
-5% -$98.3K
RTX icon
60
RTX Corp
RTX
$290B
$2.01M 0.41%
29,120
-22
-0.1% -$1.46K
LLY icon
61
Eli Lilly
LLY
$1.08T
$1.97M 0.4%
26,825
-5,002
-16% -$373K
XLE icon
62
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.97M 0.4%
52,198
-35,898
-41% -$1.3M
IEFA icon
63
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.93M 0.39%
35,981
-6,891
-16% -$370K
QQQ icon
64
Invesco QQQ Trust
QQQ
$436B
$1.91M 0.39%
16,143
-5,881
-27% -$694K
VFH icon
65
Vanguard Financials ETF
VFH
$13.4B
$1.88M 0.38%
31,739
-838
-3% -$45.8K
V icon
66
Visa
V
$701B
$1.86M 0.38%
23,838
+848
+4% +$68.2K
LQD icon
67
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.85M 0.38%
15,820
+1,655
+12% +$197K
DIS icon
68
Walt Disney
DIS
$171B
$1.85M 0.38%
17,760
-586
-3% -$57.1K
FXO icon
69
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.83M 0.37%
67,840
+45,162
+199% +$1.15M
IJH icon
70
iShares Core S&P Mid-Cap ETF
IJH
$121B
$1.83M 0.37%
55,210
-3,760
-6% -$119K
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.11T
$1.79M 0.36%
46,320
+160
+0.3% +$6.23K
PFF icon
72
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.79M 0.36%
47,999
-5,250
-10% -$200K
SPLV icon
73
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$1.77M 0.36%
42,497
+2,037
+5% +$83K
XLV icon
74
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$1.77M 0.36%
25,605
-1,170
-4% -$81.2K
DD
75
DELISTED
Du Pont De Nemours E I
DD
$1.77M 0.36%
24,046
-1,085
-4% -$77.1K
1 2
3
4 5

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.