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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
51
ConocoPhillips
COP
$141B
$1.26M 0.4%
17,806
+1,520
+9% +$109K
VOX icon
52
Vanguard Communication Services ETF
VOX
$5.6B
$1.24M 0.4%
14,862
+722
+5% +$60.6K
BAC icon
53
Bank of America
BAC
$436B
$1.23M 0.39%
78,721
+6,704
+9% +$99.4K
CB
54
DELISTED
CHUBB CORPORATION
CB
$1.21M 0.39%
12,549
+460
+4% +$42.9K
ARR
55
Armour Residential REIT
ARR
$2.01B
$1.2M 0.38%
7,507
-962
-11% -$155K
MILL
56
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$1.2M 0.38%
170,000
-80,000
-32% -$592K
BRK.B icon
57
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.19M 0.38%
10,006
+4,871
+95% +$563K
KOG
58
DELISTED
KODIAK OIL & GAS CORP
KOG
$1.17M 0.37%
104,500
+8,000
+8% +$95.7K
WELL icon
59
Welltower
WELL
$175B
$1.17M 0.37%
21,825
+325
+2% +$19.3K
ACG
60
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.16M 0.37%
162,865
-12,790
-7% -$90.2K
MO icon
61
Altria Group
MO
$122B
$1.16M 0.37%
30,199
-517
-2% -$19.1K
DUK icon
62
Duke Energy
DUK
$100B
$1.13M 0.36%
16,406
-133
-0.8% -$9.31K
FCX icon
63
Freeport-McMoran
FCX
$90.2B
$1.11M 0.35%
29,396
-11,455
-28% -$406K
LKM
64
DELISTED
Link Motion Inc.
LKM
$1.1M 0.35%
75,023
+30,285
+68% +$450K
FDN icon
65
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$1.09M 0.35%
18,164
-28
-0.2% -$1.56K
LULU icon
66
lululemon athletica
LULU
$13.4B
$1.07M 0.34%
18,204
+5,623
+45% +$386K
GLD icon
67
SPDR Gold Trust
GLD
$132B
$1.07M 0.34%
9,183
-1,666
-15% -$205K
MIN
68
Aberdeen Intermediate Income Fund
MIN
$272M
$1.06M 0.34%
205,477
-6,341
-3% -$33K
IBM icon
69
IBM
IBM
$204B
$1.06M 0.34%
5,920
+660
+13% +$114K
FBT icon
70
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.05M 0.34%
15,219
+2,026
+15% +$133K
FVD icon
71
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.05M 0.34%
49,020
+7,410
+18% +$155K
DD
72
DELISTED
Du Pont De Nemours E I
DD
$1.03M 0.33%
16,708
-2,168
-11% -$125K
MCD icon
73
McDonald's
MCD
$192B
$1.02M 0.32%
10,475
+249
+2% +$23.9K
GOOG icon
74
Alphabet (Google) Class C
GOOG
$3.99T
$989K 0.32%
35,452
-49,947
-58% -$1.26M
XLE icon
75
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$985K 0.31%
22,266
+358
+2% +$15.4K
1 2
3
4 5

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BCIM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.